Sheaff Brock Investment Advisors’s RiverNorth Opportunities Fund RIV Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio RIV Stock Details RIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	$527K	Buy	44,680 +1,900	+4%	+$22.9K	0.05%	246
2024 Q4	$492K	Buy	42,780 +8,780	+26%	+$110K	0.04%	260
2024 Q3	$439K	Hold	34,000	–	–	0.04%	272
2024 Q2	$417K	Buy	34,000 +1,000	+3%	+$12K	0.04%	271
2024 Q1	$397K	Hold	33,000	–	–	0.03%	318
2023 Q4	$363K	Buy	33,000 +9,500	+40%	+$99.8K	0.03%	317
2023 Q3	$247K	Hold	23,500	–	–	0.02%	367
2023 Q2	$269K	Hold	23,500	–	–	0.02%	368
2023 Q1	$267K	Buy	23,500 +3,000	+15%	+$35.6K	0.02%	380
2022 Q4	$252K	Hold	20,500	–	–	0.02%	375
2022 Q3	$250K	Hold	20,500	–	–	0.03%	372
2022 Q2	$289K	Hold	20,500	–	–	0.02%	350
2022 Q1	$327K	Hold	20,500	–	–	0.02%	357
2021 Q4	$327K	Buy	20,500 +3,500	+21%	+$59.3K	0.02%	356
2021 Q3	$289K	Buy	17,000 +3,000	+21%	+$54.2K	0.02%	392
2021 Q2	$257K	Buy	14,000 +2,000	+17%	+$35.6K	0.02%	406
2021 Q1	$209K	Hold	12,000	–	–	0.02%	433
2020 Q4	$193K	Hold	12,000	–	–	0.02%	432
2020 Q3	$172K	Hold	12,000	–	–	0.02%	402
2020 Q2	$178K	Buy	+12,000	New	+$163K	0.02%	394

Other funds holding RIV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

MGWM

Marks Group Wealth Management Minnetonka, Minnesota $1.15B AUM 16.94% 1-Year Est. Return

TVAMP

Tennessee Valley Asset Management Partners Knoxville, Tennessee $757M AUM 14.19% 1-Year Est. Return

Sheaff Brock Investment Advisors's RIV Position: Q1 2025 in Review

Sheaff Brock Investment Advisors increased its RiverNorth Opportunities Fund (RIV) stake by 4.4% in Q1 2025, buying an estimated $22.9K and bringing the position to 44,680 shares worth $527K. The position accounts for 0.05% of the portfolio, ranked #246.

Sheaff Brock Investment Advisors first reported a position in RIV in Q2 2020 and has held it in 20 quarters since. 46 funds tracked by Wall St. Rank hold RIV as of Q1 2025.

Sheaff Brock Investment Advisors held 44,680 shares of RiverNorth Opportunities Fund worth $527K as of Q1 2025.
Sheaff Brock Investment Advisors bought 1,900 RiverNorth Opportunities Fund shares in Q1 2025, an estimated $22.9K.
RiverNorth Opportunities Fund made up 0.05% of Sheaff Brock Investment Advisors's portfolio in Q1 2025, its #246 holding.
Sheaff Brock Investment Advisors first reported a position in RiverNorth Opportunities Fund in Q2 2020 and has held it in 20 quarters since.
46 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q1 2025.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2025, filed 7 May 2025.