NS
RIV

NBC Securities’s RiverNorth Opportunities Fund RIV Stock Holding History

NBC Securities’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q4 		– Sell
-2,000
Closed -$21K – 2215
2023
Q3 		$21K Buy
+2,000
New +$22.4K ﹤0.01% 1436

Other funds holding RIV

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MP
Mangrove Partners Greenwich, Connecticut $1.24B AUM 41.74% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
BRWA
B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return
TVAMP
Tennessee Valley Asset Management Partners Knoxville, Tennessee $757M AUM 14.19% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
CCP
Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

NBC Securities's RIV Position: Q4 2023 in Review

NBC Securities sold out of RiverNorth Opportunities Fund (RIV) in Q4 2023, closing a stake of 2,000 shares — an estimated $21K sold.

NBC Securities first reported a position in RIV in Q3 2023 and held it in 1 quarter. The position peaked at $21K in Q3 2023. 54 funds tracked by Wall St. Rank hold RIV as of Q4 2023.

  • NBC Securities reported no remaining RiverNorth Opportunities Fund position as of Q4 2023 after selling out during the quarter.
  • NBC Securities sold 2,000 RiverNorth Opportunities Fund shares in Q4 2023, an estimated $21K.
  • NBC Securities first reported a position in RiverNorth Opportunities Fund in Q3 2023 and held it in 1 quarter.
  • NBC Securities's RiverNorth Opportunities Fund position peaked at $21K in Q3 2023.
  • 54 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q4 2023.

Based on NBC Securities's 13F filing for Q4 2023, filed 7 Feb 2024.