RIV

RiverNorth Opportunities Fund
RIV

Overview Fund Activity

46 hedge funds and large institutions have $50.3M invested in RiverNorth Opportunities Fund in 2023 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 22 increasing their positions, 7 reducing their positions, and 4 closing their positions.

Holders
46
Holders Change
+7
Holders Change %
+17.95%
% of All Funds
0.74%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
22
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$2.59M
2
MP
2
Mangrove Partners
Connecticut
$2.18M
3
Bank of America
3
Bank of America
North Carolina
$2.3M
4
Morgan Stanley
4
Morgan Stanley
New York
$16.7M
5
MGWM
5
Marks Group Wealth Management
Minnesota
$763K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$6.7M
2
EC
2
Elequin Capital
New York
$32K
3
FFG
3
Ford Financial Group
California
$0
4
LPL Financial
4
LPL Financial
California
$243K
5
AWS
5
Atria Wealth Solutions
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PAG
26
Private Advisor Group
New Jersey
$258K 22,701 +1,188 +6%
AUIM
27
Aegon USA Investment Management
Iowa
$257K 22,664 +22,664 New
UBS Group
28
UBS Group
Switzerland
$254K 22,392 +11,216 +100%
LPL Financial
29
LPL Financial
California
$243K 21,416 -17,162 -44%
WIM
30
Westside Investment Management
California
$241K 21,200 – –
WS
31
Wedbush Securities
California
$195K 17,175 +1,884 +12%
PIA
32
Perennial Investment Advisors
California
$185K 16,328 +16,328 New
HighTower Advisors
33
HighTower Advisors
Illinois
$142K 12,500 – –
Stifel Financial
34
Stifel Financial
Missouri
$136K 11,999 – –
BWA
35
BDO Wealth Advisors
Florida
$120K 10,570 -6,552 -38%
Nomura Holdings
36
Nomura Holdings
Japan
$114K 10,000 +10,000 New
BFEC
37
Benjamin F. Edwards & Company
Missouri
$67K 5,890 -6,994 -54%
QL
38
Quarry LP
New York
$63.6K 5,600 +5,600 New
ASN
39
Advisory Services Network
Georgia
$34.9K 3,069 – –
EC
40
Elequin Capital
New York
$32K 2,817 -26,242 -90%
OLVIG
41
Oliver Lagore Vanvalin Investment Group
Michigan
$27.3K 2,400 +1,400 +140%
JPMorgan Chase & Co
42
JPMorgan Chase & Co
New York
$25K 2,178 +2,178 New
GWM
43
Geneos Wealth Management
Colorado
$3.52K 310 – –
Carson Wealth (CWM LLC)
44
Carson Wealth (CWM LLC)
Nebraska
$3K 267 +267 New
AAS
45
Ameritas Advisory Services
Nebraska
$2.2K 200 +200 New
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
$382 33,661 +252 +0.8%
FFG
47
Ford Financial Group
California
– – -16,328 Closed
AWS
48
Atria Wealth Solutions
New York
– – -13,967 Closed
MWM
49
MinichMacGregor Wealth Management
New York
– – -300 Closed
Fidelity Investments
50
Fidelity Investments
Massachusetts
– – -1 Closed
1
2
3