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RIV

RiverNorth Opportunities Fund

47 hedge funds and large institutions have $51M invested in RiverNorth Opportunities Fund in 2023 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 22 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

214% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 7

21% more funds holding

Funds holding: 3947 (+8)

1.98% more ownership

Funds ownership: 19.12%21.1% (+2%)

2% more capital invested

Capital invested by funds: $49.8M → $51M (+$1.19M)

Holders
47
Holders Change
+8
Holders Change %
+20.51%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
22
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SBIA
26
Sheaff Brock Investment Advisors
Indiana
$267K +$35.6K +3,000 +15%
PAG
27
Private Advisor Group
New Jersey
$258K +$14.1K +1,188 +6%
AUIM
28
Aegon USA Investment Management
Iowa
$257K +$269K +22,664 New
UBS Group
29
UBS Group
Switzerland
$254K +$133K +11,216 +100%
LPL Financial
30
LPL Financial
California
$243K -$203K -17,162 -44%
WIM
31
Westside Investment Management
California
$241K
WS
32
Wedbush Securities
California
$195K +$22.3K +1,884 +12%
PIA
33
Perennial Investment Advisors
California
$185K +$194K +16,328 New
HighTower Advisors
34
HighTower Advisors
Illinois
$142K
Stifel Financial
35
Stifel Financial
Missouri
$136K
BWA
36
BDO Wealth Advisors
Florida
$120K -$77.7K -6,552 -38%
Nomura Holdings
37
Nomura Holdings
Japan
$114K +$119K +10,000 New
BFEC
38
Benjamin F. Edwards & Company
Missouri
$67K -$82.9K -6,994 -54%
QL
39
Quarry LP
New York
$63.6K +$66.4K +5,600 New
ASN
40
Advisory Services Network
Georgia
$34.9K
EC
41
Elequin Capital
New York
$32K -$311K -26,242 -90%
OLVIG
42
Oliver Lagore Vanvalin Investment Group
Michigan
$27.3K +$16.6K +1,400 +140%
JP Morgan Chase
43
JP Morgan Chase
New York
$25K +$25.8K +2,178 New
GWM
44
Geneos Wealth Management
Colorado
$3.52K
Carson Wealth (CWM LLC)
45
Carson Wealth (CWM LLC)
Nebraska
$3K +$3.17K +267 New
AAS
46
Ameritas Advisory Services
Nebraska
$2.2K +$2.37K +200 New
Commonwealth Equity Services
47
Commonwealth Equity Services
Massachusetts
$382 +$2.99K +252 +0.8%
FFG
48
Ford Financial Group
California
-$201K -16,328 Closed
AWS
49
Atria Wealth Solutions
New York
-$172K -13,967 Closed
MWM
50
MinichMacGregor Wealth Management
New York
-$3.68K -300 Closed

RIV Hedge Fund Activity: Q1 2023 in Review

47 of the 6,276 institutional investors tracked by Wall St. Rank reported a position in RiverNorth Opportunities Fund (RIV) for Q1 2023, worth a combined $51M — up 2.4% from $49.8M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new RIV positions and 4 closed out — a net gain of 9 holders — while 22 added to existing stakes and 7 trimmed.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $2.7M. The largest seller was Sit Investment Associates, cutting an estimated $5.5M.

  • 47 institutional investors held RiverNorth Opportunities Fund (RIV) as of Q1 2023, up from 39 in Q4 2022.
  • Funds reported $51M of RiverNorth Opportunities Fund stock for Q1 2023, up 2.4% quarter-over-quarter.
  • 13 funds opened new RiverNorth Opportunities Fund positions in Q1 2023 and 4 closed out, a net change of +9 holders.
  • The largest RiverNorth Opportunities Fund buyer in Q1 2023 was Shaker Financial Services, an estimated $2.7M added.
  • The largest RiverNorth Opportunities Fund seller in Q1 2023 was Sit Investment Associates, an estimated $5.5M sold.

Based on aggregated 13F filings for Q1 2023.