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Nuveen NASDAQ 100 Dynamic Overwrite Fund

50 hedge funds and large institutions have $112M invested in Nuveen NASDAQ 100 Dynamic Overwrite Fund in 2015 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

2% more funds holding

Funds holding: 4950 (+1)

0% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 17

7% less capital invested

Capital invested by funds: $120M → $112M (-$8.03M)

Holders
50
Holders Change
+1
Holders Change %
+2.04%
% of All Funds
1.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
17
Reduced
17
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
26
Thomas J. Herzfeld Advisors
Florida
$446K +$452K +24,614 +1,934%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$433K +$53.5K +2,913 +13%
Bank of New York Mellon
28
Bank of New York Mellon
New York
$396K +$422K +22,982 New
Northwestern Mutual Wealth Management
29
Northwestern Mutual Wealth Management
Wisconsin
$354K +$259K +14,095 +219%
GEM
30
Global Endowment Management
North Carolina
$345K
AIG
31
American International Group
New York
$244K +$14.9K +810 +6%
NMC
32
Nine Masts Capital
Hong Kong
$180K +$191K +10,400 New
MFS
33
MSI Financial Services
Massachusetts
$172K
FAM
34
Formidable Asset Management
Ohio
$67K +$18 +1 +0%
AF
35
Allworth Financial
California
$62K
Citigroup
36
Citigroup
New York
$57K -$6.78K -369 -10%
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$54K +$57.1K +3,108 New
Creative Planning
38
Creative Planning
Kansas
$34K +$35.9K +1,955 New
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$25K -$15.3K -834 -37%
JIR
40
James Investment Research
Ohio
$25K
TRCT
41
Tower Research Capital (TRC)
New York
$23K +$24.4K +1,331 New
WCM
42
Windsor Capital Management
Arizona
$18K +$19.3K +1,053 New
NFG
43
Next Financial Group
Texas
$17K -$5.18K -282 -22%
CPIG
44
Chicago Partners Investment Group
Illinois
$17K
Deutsche Bank
45
Deutsche Bank
Germany
$13K -$134K -7,301 -91%
HNB
46
Huntington National Bank
Ohio
$12K
BFEC
47
Benjamin F. Edwards & Company
Missouri
$11K -$48.7K -2,654 -81%
FCCM
48
First City Capital Management
Georgia
$9.18K
HDIM
49
Hanson & Doremus Investment Management
Vermont
$8K
BCM
50
Blume Capital Management
California
$4K

QQQX Hedge Fund Activity: Q3 2015 in Review

50 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) for Q3 2015, worth a combined $112M — down 6.7% from $120M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new QQQX positions and 5 closed out — a net gain of 2 holders — while 17 added to existing stakes and 17 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $4.09M. The largest seller was Wells Fargo, cutting an estimated $3.06M.

  • 50 institutional investors held Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) as of Q3 2015, up from 49 in Q2 2015.
  • Funds reported $112M of Nuveen NASDAQ 100 Dynamic Overwrite Fund stock for Q3 2015, down 6.7% quarter-over-quarter.
  • 7 funds opened new Nuveen NASDAQ 100 Dynamic Overwrite Fund positions in Q3 2015 and 5 closed out, a net change of +2 holders.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund buyer in Q3 2015 was Advisors Asset Management, an estimated $4.09M added.
  • The largest Nuveen NASDAQ 100 Dynamic Overwrite Fund seller in Q3 2015 was Wells Fargo, an estimated $3.06M sold.

Based on aggregated 13F filings for Q3 2015.