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Principal Spectrum Preferred Securities Active ETF

83 hedge funds and large institutions have $662M invested in Principal Spectrum Preferred Securities Active ETF in 2024 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 41 increasing their positions, 29 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

41% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 29

4% less capital invested

Capital invested by funds: $690M → $662M (-$28M)

6% less funds holding

Funds holding: 8883 (-5)

11.69% less ownership

Funds ownership: 89.31%77.62% (-12%)

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

60% less funds holding in top 10

Funds holding in top 10: 52 (-3)

Holders
83
Holders Change
-5
Holders Change %
-5.68%
% of All Funds
1.2%
Holding in Top 10
2
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-60%
% of All Funds
0.03%
New
5
Increased
41
Reduced
29
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OPS
26
Orion Portfolio Solutions
Nebraska
$3.08M -$1.06M -59,660 -26%
WJA
27
Willis Johnson & Associates
Texas
$2.66M -$69.4K -3,895 -3%
MCWA
28
Meadow Creek Wealth Advisors
Georgia
$2.53M -$5.17K -290 -0.2%
IP
29
Investment Partners
Ohio
$2.38M +$67.6K +3,793 +3%
Cerity Partners
30
Cerity Partners
New York
$2.35M -$638K -35,807 -22%
Stifel Financial
31
Stifel Financial
Missouri
$2.15M -$376K -21,103 -15%
DP
32
Dearborn Partners
Illinois
$2.1M +$241K +13,528 +13%
FZCM
33
Flynn Zito Capital Management
New York
$1.93M +$199K +11,182 +12%
JWCA
34
J.W. Cole Advisors
Florida
$1.92M +$529K +29,711 +39%
MPWT
35
MassMutual Private Wealth & Trust
Connecticut
$1.87M -$1.39M -78,085 -43%
NA
36
NewEdge Advisors
Louisiana
$1.66M +$219K +12,268 +16%
Principal Financial Group
37
Principal Financial Group
Iowa
$1.65M +$103K +5,809 +7%
Rockefeller Capital Management
38
Rockefeller Capital Management
New York
$1.63M -$153K -8,560 -9%
BEI
39
Benjamin Edwards Inc
Missouri
$1.54M -$33.9K -1,901 -2%
GJWM
40
Gilliland Jeter Wealth Management
Arkansas
$1.5M -$62.6K -3,512 -4%
PAG
41
Private Advisor Group
New Jersey
$1.48M -$132K -7,418 -8%
Comerica Bank
42
Comerica Bank
Texas
$1.22M +$622K +34,921 +109%
UB
43
UMB Bank
Missouri
$1.16M -$143K -8,041 -11%
DIM
44
Delta Investment Management
California
$1.08M -$32.8K -1,840 -3%
FCFC
45
First Citizens Financial Corp
Iowa
$1.03M +$126K +7,066 +14%
AWM
46
Activest Wealth Management
Florida
$999K -$1.19M -66,726 -55%
ATC
47
Argent Trust Co
Tennessee
$928K +$59K +3,309 +7%
SRC
48
Sage Rhino Capital
California
$852K +$42.2K +2,371 +5%
FFP
49
FourThought Financial Partners
Florida
$771K +$10.5K +592 +1%
RJT
50
Raymond James Trust
Florida
$720K

PREF Hedge Fund Activity: Q1 2024 in Review

83 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in Principal Spectrum Preferred Securities Active ETF (PREF) for Q1 2024, worth a combined $662M — down 4.1% from $690M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of PREF and 5 opened new positions — a net loss of 5 holders — while 29 trimmed existing stakes and 41 added.

The largest buyer was Bank of America, adding an estimated $18.6M. The largest seller was Morgan Stanley, cutting an estimated $52.7M.

  • 83 institutional investors held Principal Spectrum Preferred Securities Active ETF (PREF) as of Q1 2024, down from 88 in Q4 2023.
  • Funds reported $662M of Principal Spectrum Preferred Securities Active ETF stock for Q1 2024, down 4.1% quarter-over-quarter.
  • 5 funds opened new Principal Spectrum Preferred Securities Active ETF positions in Q1 2024 and 10 closed out, a net change of -5 holders.
  • The largest Principal Spectrum Preferred Securities Active ETF buyer in Q1 2024 was Bank of America, an estimated $18.6M added.
  • The largest Principal Spectrum Preferred Securities Active ETF seller in Q1 2024 was Morgan Stanley, an estimated $52.7M sold.

Based on aggregated 13F filings for Q1 2024.