Investment Partners’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Investment Partners’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$3.87M	Buy	211,070 +112,007	+113%	+$2.11M	0.6%	43
2026 Q2	$1.89M	Sell	99,063 -478	-0.5%	-$9.08K	0.59%	48
2026 Q1	$1.87M	Hold	99,541	–	–	0.67%	43
2025 Q4	$1.9M	Hold	99,541	–	–	0.66%	42
2025 Q3	$1.91M	Hold	99,541	–	–	0.67%	38
2025 Q2	$1.89M	Sell	99,541 -27,367	-22%	-$510K	0.71%	39
2025 Q1	$2.37M	Sell	126,908 -10,223	-7%	-$191K	0.98%	29
2024 Q4	$2.55M	Hold	137,131	–	–	1.05%	29
2024 Q3	$2.58M	Sell	137,131 -1,846	-1%	-$34.1K	1.07%	29
2024 Q2	$2.53M	Buy	138,977 +7,713	+6%	+$140K	1.14%	27
2024 Q1	$2.38M	Buy	131,264 +3,793	+3%	+$67.6K	1.08%	29
2023 Q4	$2.23M	Hold	127,471	–	–	1.1%	28
2023 Q3	$2.15M	Hold	127,471	–	–	1.13%	27
2023 Q2	$2.16M	Buy	127,471 +228	+0.2%	+$3.82K	1.13%	25
2023 Q1	$2.16M	Hold	127,243	–	–	1.13%	25
2022 Q4	$2.18M	Buy	+127,243	New	+$2.15M	1.15%	25

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $195B AUM 21.17% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return

Capital Investment Advisory Services Raleigh, North Carolina $1.61B AUM 16.94% 1-Year Est. Return

Focused Alpha LLC Denver, Colorado $402M AUM 23.92% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

GWM

GSB Wealth Management Guilford, Connecticut $493M AUM 21.02% 1-Year Est. Return

Ocean Park Asset Management Santa Monica, California $1.65B AUM 1.83% 1-Year Est. Return

Meadow Creek Wealth Advisors Atlanta, Georgia $170M AUM 25.04% 1-Year Est. Return

CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.66B AUM 9.25% 1-Year Est. Return

Creative Planning Overland Park, Kansas $179B AUM 16.96% 1-Year Est. Return

Investment Partners's PREF Position: Q3 2026 in Review

Investment Partners increased its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 113% in Q3 2026, buying an estimated $2.11M and bringing the position to 211,070 shares worth $3.87M. The position accounts for 0.6% of the portfolio, ranked #43.

Investment Partners first reported a position in PREF in Q4 2022 and has held it in 16 quarters since. 49 funds tracked by Wall St. Rank hold PREF as of Q3 2026.

Investment Partners held 211,070 shares of Principal Spectrum Preferred Securities Active ETF worth $3.87M as of Q3 2026.
Investment Partners bought 112,007 Principal Spectrum Preferred Securities Active ETF shares in Q3 2026, an estimated $2.11M.
Principal Spectrum Preferred Securities Active ETF made up 0.6% of Investment Partners's portfolio in Q3 2026, its #43 holding.
Investment Partners first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2022 and has held it in 16 quarters since.
49 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q3 2026.

Based on Investment Partners's 13F filing for Q3 2026, filed 29 Oct 2026.