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Focused Alpha LLC’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Focused Alpha LLC’s Portfolio PREF Stock Details PREF Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$5.66M Buy
296,734
+158,142
+114% +$3M 1.45% 17
2026
Q1 		$2.61M Hold
138,592
– – 0.81% 33
2025
Q4 		$2.64M Buy
+138,592
New +$2.64M 0.78% 34

Other funds holding PREF

Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
IA
IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Focused Alpha LLC's PREF Position: Q2 2026 in Review

Focused Alpha LLC increased its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 114% in Q2 2026, buying an estimated $3M and bringing the position to 296,734 shares worth $5.66M. The position accounts for 1.45% of the portfolio, ranked #17.

Focused Alpha LLC first reported a position in PREF in Q4 2025 and has held it in 3 quarters since. 134 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

  • Focused Alpha LLC held 296,734 shares of Principal Spectrum Preferred Securities Active ETF worth $5.66M as of Q2 2026.
  • Focused Alpha LLC bought 158,142 Principal Spectrum Preferred Securities Active ETF shares in Q2 2026, an estimated $3M.
  • Principal Spectrum Preferred Securities Active ETF made up 1.45% of Focused Alpha LLC's portfolio in Q2 2026, its #17 holding.
  • Focused Alpha LLC first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2025 and has held it in 3 quarters since.
  • 134 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on Focused Alpha LLC's 13F filing for Q2 2026, filed 7 Aug 2026.