Sage Rhino Capital’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

Sage Rhino Capital’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-46,105	Closed	-$867K	–	291
2024 Q3	$867K	Sell	46,105 -570	-1%	-$10.5K	0.19%	102
2024 Q2	$850K	Sell	46,675 -292	-0.6%	-$5.29K	0.2%	95
2024 Q1	$852K	Buy	46,967 +2,371	+5%	+$42.2K	0.2%	95
2023 Q4	$781K	Sell	44,596 -944	-2%	-$15.9K	0.2%	96
2023 Q3	$768K	Sell	45,540 -3,666	-7%	-$62.4K	0.22%	93
2023 Q2	$834K	Sell	49,206 -45,355	-48%	-$761K	0.23%	87
2023 Q1	$1.61M	Buy	94,561 +4,172	+5%	+$72.7K	0.47%	49
2022 Q4	$1.55M	Buy	+90,389	New	+$1.53M	0.49%	46

Other funds holding PREF

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IFC Advisors Los Angeles, California $699M AUM 17.65% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

BEI

Benjamin Edwards Inc Clayton, Missouri $10.1B AUM 14.03% 1-Year Est. Return

Sage Rhino Capital's PREF Position: Q4 2024 in Review

Sage Rhino Capital sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q4 2024, closing a stake of 46,105 shares — an estimated $867K sold.

Sage Rhino Capital first reported a position in PREF in Q4 2022 and held it in 8 quarters. The position peaked at $1.61M in Q1 2023. 104 funds tracked by Wall St. Rank hold PREF as of Q4 2024.

Sage Rhino Capital reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q4 2024 after selling out during the quarter.
Sage Rhino Capital sold 46,105 Principal Spectrum Preferred Securities Active ETF shares in Q4 2024, an estimated $867K.
Sage Rhino Capital first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2022 and held it in 8 quarters.
Sage Rhino Capital's Principal Spectrum Preferred Securities Active ETF position peaked at $1.61M in Q1 2023.
104 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q4 2024.

Based on Sage Rhino Capital's 13F filing for Q4 2024, filed 6 Feb 2025.