UMB Bank’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

UMB Bank’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$619K	Buy	32,496 +1,825	+6%	+$34.7K	0.01%	444
2026 Q1	$577K	Buy	30,671 +3,907	+15%	+$74.5K	0.01%	449
2025 Q4	$510K	Sell	26,764 -2,169	-7%	-$41.4K	0.01%	469
2025 Q3	$554K	Sell	28,933 -25,072	-46%	-$476K	0.01%	419
2025 Q2	$1.02M	Hold	54,005	–	–	0.02%	321
2025 Q1	$1.01M	Hold	54,005	–	–	0.02%	323
2024 Q4	$1.01M	Sell	54,005 -8,124	-13%	-$152K	0.02%	323
2024 Q3	$1.17M	Hold	62,129	–	–	0.02%	307
2024 Q2	$1.13M	Sell	62,129 -1,815	-3%	-$32.9K	0.02%	305
2024 Q1	$1.16M	Sell	63,944 -8,041	-11%	-$143K	0.02%	306
2023 Q4	$1.26M	Sell	71,985 -6,340	-8%	-$107K	0.02%	302
2023 Q3	$1.32M	Hold	78,325	–	–	0.02%	291
2023 Q2	$1.33M	Buy	78,325 +9,945	+15%	+$167K	0.02%	301
2023 Q1	$1.16M	Sell	68,380 -6,667	-9%	-$116K	0.02%	311
2022 Q4	$1.28M	Buy	75,047 +29,204	+64%	+$494K	0.02%	304
2022 Q3	$769K	Sell	45,843 -21	-0%	-$370	0.01%	378
2022 Q2	$792K	Buy	45,864 +254	+0.6%	+$4.58K	0.01%	399
2022 Q1	$866K	Buy	45,610 +44,054	+2,831%	+$855K	0.01%	409
2021 Q4	$32K	Buy	+1,556	New	+$31.7K	﹤0.01%	1128

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

UMB Bank's PREF Position: Q2 2026 in Review

UMB Bank increased its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 6% in Q2 2026, buying an estimated $34.7K and bringing the position to 32,496 shares worth $619K. The position accounts for 0.01% of the portfolio, ranked #444.

UMB Bank first reported a position in PREF in Q4 2021 and has held it in 19 quarters since. The position peaked at $1.33M in Q2 2023. 134 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

UMB Bank held 32,496 shares of Principal Spectrum Preferred Securities Active ETF worth $619K as of Q2 2026.
UMB Bank bought 1,825 Principal Spectrum Preferred Securities Active ETF shares in Q2 2026, an estimated $34.7K.
Principal Spectrum Preferred Securities Active ETF made up 0.01% of UMB Bank's portfolio in Q2 2026, its #444 holding.
UMB Bank first reported a position in Principal Spectrum Preferred Securities Active ETF in Q4 2021 and has held it in 19 quarters since.
UMB Bank's Principal Spectrum Preferred Securities Active ETF position peaked at $1.33M in Q2 2023.
134 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on UMB Bank's 13F filing for Q2 2026, filed 13 Aug 2026.