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Principal Spectrum Preferred Securities Active ETF
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Overview Fund Activity

88 hedge funds and large institutions have $690M invested in Principal Spectrum Preferred Securities Active ETF in 2023 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 41 increasing their positions, 19 reducing their positions, and 4 closing their positions.

Holders
88
Holders Change
+16
Holders Change %
+22.22%
% of All Funds
1.29%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.07%
New
20
Increased
41
Reduced
19
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$126M
2
BFG
2
Berger Financial Group
Minnesota
$24.3M
3
UBS Group
3
UBS Group
Switzerland
$120M
4
Wells Fargo
4
Wells Fargo
California
$78.2M
5
CWG
5
Cornerstone Wealth Group
North Carolina
$11.8M

Top Sellers

1
Bank of New York Mellon
1
Bank of New York Mellon
New York
$388K
2
Baird Financial Group
2
Baird Financial Group
Wisconsin
$6.36M
3
Jane Street
3
Jane Street
New York
$0
4
RL
4
Rogco LP
Oklahoma
$5.01M
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$7.93M
Name Market Value Shares Shares
Change 		Shares
Change %
Cerity Partners
26
Cerity Partners
New York
$2.89M 165,193 -51,616 -24%
WJA
27
Willis Johnson & Associates
Texas
$2.64M 150,568 -6,552 -4%
PA
28
PSI Advisors
Florida
$2.6M 148,627 +14,841 +11%
Truist Financial
29
Truist Financial
North Carolina
$2.47M 140,822 +1,405 +1%
Stifel Financial
30
Stifel Financial
Missouri
$2.45M 139,728 +5,093 +4%
MCWA
31
Meadow Creek Wealth Advisors
Georgia
$2.44M 139,512 +139,512 New
IP
32
Investment Partners
Ohio
$2.23M 127,471 – –
AWM
33
Activest Wealth Management
Florida
$2.13M 121,753 +30,345 +33%
NA
34
Nottingham Advisors
New York
$2.13M 121,565 -8,492 -7%
CB
35
Community Bank
New York
$2.07M 118,000 – –
DP
36
Dearborn Partners
Illinois
$1.79M 102,196 -1,091 -1%
Rockefeller Capital Management
37
Rockefeller Capital Management
New York
$1.72M 98,351 +3,013 +3%
FZCM
38
Flynn Zito Capital Management
New York
$1.67M 95,270 +95,270 New
PAG
39
Private Advisor Group
New Jersey
$1.55M 88,717 -3,808 -4%
BEI
40
Benjamin Edwards Inc
Missouri
$1.52M 86,787 -1,768 -2%
GJWM
41
Gilliland Jeter Wealth Management
Arkansas
$1.5M 85,924 +85,924 New
NA
42
NewEdge Advisors
Louisiana
$1.39M 78,972 -24,416 -24%
Principal Financial Group
43
Principal Financial Group
Iowa
$1.36M 77,630 +32,928 +74%
JWCA
44
J.W. Cole Advisors
Florida
$1.34M 76,347 +12,146 +19%
CCWA
45
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$1.27M 72,797 +46,629 +178%
UB
46
UMB Bank
Missouri
$1.26M 71,985 -6,340 -8%
DIM
47
Delta Investment Management
California
$1.08M 61,411 +848 +1%
FCFC
48
First Citizens Financial Corp
Iowa
$867K 49,509 +11,570 +30%
ATC
49
Argent Trust Co
Tennessee
$837K 47,806 -5,209 -10%
SRC
50
Sage Rhino Capital
California
$781K 44,596 -944 -2%
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