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NCZ

Virtus Convertible & Income Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$145K +$3.18K +155 +2%
Wells Fargo
27
Wells Fargo
California
$140K +$8.65K +422 +7%
DA
28
Doliver Advisors
Texas
$132K -$1.45M -70,737 -92%
Creative Planning
29
Creative Planning
Kansas
$119K
AG
30
Advisor Group
Arizona
$115K +$112K +5,472 New
NFG
31
Next Financial Group
Texas
$112K +$72.6K +3,545 +202%
CA
32
Cetera Advisors
Colorado
$102K +$2.05K +100 +2%
GWM
33
Geneos Wealth Management
Colorado
$97K +$615 +30 +0.7%
HB
34
Homrich & Berg
Georgia
$81K +$78K +3,808 New
SPC
35
Sigma Planning Corp
Michigan
$74K -$4.88K -238 -6%
LIM
36
Leavell Investment Management
Alabama
$58K +$55.8K +2,725 New
CAN
37
Cetera Advisor Networks
California
$54K
IA
38
IFP Advisors
Florida
$54K +$50.1K +2,447 +2,109%
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$53K
SC
40
Stratford Consulting
Texas
$53K
DADC
41
D.A. Davidson & Co
Montana
$48K +$46.4K +2,265 New
FMP
42
Financial Management Professionals
Texas
$36K
MWP
43
MYCIO Wealth Partners
Pennsylvania
$36K +$1.15K +56 +3%
PNC Financial Services Group
44
PNC Financial Services Group
Pennsylvania
$24K -$17.9K -875 -44%
Envestnet Asset Management
45
Envestnet Asset Management
Illinois
$16K
CFA
46
Carroll Financial Associates
North Carolina
$15K -$512 -25 -3%
IIC
47
Integrated Investment Consultants
Michigan
$13K
DAM
48
Delta Asset Management
Tennessee
$12K
ASN
49
Advisory Services Network
Georgia
$11K
Deutsche Bank
50
Deutsche Bank
Germany
$9K