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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAS
51
Ameritas Advisory Services
Nebraska
$15K +$14.6K +1,002 New
KG
52
Kilter Group
New York
$14K +$13.6K +932 New
GIA
53
GHP Investment Advisors
Colorado
$11.3K
PFSC
54
Peoples Financial Services Corp
Pennsylvania
$10.6K
AF
55
Allworth Financial
California
$5.58K
NFSG
56
Newbridge Financial Services Group
Florida
$5.34K
HWP
57
Highline Wealth Partners
California
$3K +$2.92K +200 New
WPA
58
Wealth Preservation Advisors
Tennessee
$2.94K
FFA
59
Farther Finance Advisors
California
$1.02K
AssetMark Inc
60
AssetMark Inc
California
$855
Fidelity Investments
61
Fidelity Investments
Massachusetts
$15 +$15 +1 New
HNB
62
Huntington National Bank
Ohio
$9
Pathstone Holdings
63
Pathstone Holdings
New Jersey
-$3.32M -234,034 Closed
Commonwealth Equity Services
64
Commonwealth Equity Services
Massachusetts
-$499K -35,139 Closed
Walleye Capital
65
Walleye Capital
New York
-$450K -31,707 Closed
ICM
66
Ionic Capital Management
New York
-$398K -28,013 Closed
CL
67
Choreo LLC
Illinois
-$162K -11,413 Closed
Stifel Financial
68
Stifel Financial
Missouri
-$146K -10,295 Closed
WS
69
Wedbush Securities
California
-$142K -10,000 Closed
GWM
70
Geneos Wealth Management
Colorado
-$98.6K -6,943 Closed
EC
71
Elequin Capital
New York
-$69.7K -4,907 Closed