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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SPIA
51
Steward Partners Investment Advisory
New York
$14K
SF
52
Synovus Financial
Georgia
$14K
Manulife (Manufacturers Life Insurance)
53
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$11K
NSIM
54
North Star Investment Management
Illinois
$9K
AF
55
Advisornet Financial
Minnesota
$8K
FGAM
56
Financial Gravity Asset Management
Texas
$8K +$8.16K +297 New
CAC
57
Certified Advisory Corp
Florida
$7K
FDCDDQ
58
Federation des caisses Desjardins du Quebec
Quebec, Canada
$6.29K
CFA
59
Carroll Financial Associates
North Carolina
$6K
PCG
60
Private Capital Group
Connecticut
$5K +$5.3K +193 New
BCA
61
Bay Colony Advisors
Massachusetts
$4K +$4.2K +153 New
PCM
62
Poehling Capital Management
Wisconsin
$3K
SEI Investments
63
SEI Investments
Pennsylvania
$3K +$2.67K +97 +571%
FIA
64
FNY Investment Advisers
New York
$2K +$2.47K +90 New
MCM
65
Maryland Capital Management
Maryland
-$248K -9,225 Closed
Millennium Management
66
Millennium Management
New York
-$248K -9,225 Closed
Jane Street
67
Jane Street
New York
-$131K -4,858 Closed
TRCT
68
Tower Research Capital (TRC)
New York
-$121K -4,498 Closed
RJFSA
69
Raymond James Financial Services Advisors
Florida
-$114K -4,238 Closed
Citadel Advisors
70
Citadel Advisors
Florida
-$105K -3,918 Closed
BRWA
71
B. Riley Wealth Advisors
Florida
-$94K -3,493 Closed
TSS
72
Two Sigma Securities
New York
-$91K -3,371 Closed
SWP
73
Stratos Wealth Partners
Ohio
-$20K -750 Closed