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NCV

Virtus Convertible & Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IP
26
Intellectus Partners
California
$154K +$4.46K +158 +3%
Invesco
27
Invesco
Georgia
$150K -$6.68K -237 -4%
Creative Planning
28
Creative Planning
Kansas
$123K
Stifel Financial
29
Stifel Financial
Missouri
$111K -$10.9K -385 -9%
WAAG
30
Wealth Alliance Advisory Group
Kansas
$99K
SBIA
31
Sheaff Brock Investment Advisors
Indiana
$90K +$85 +3 +0.1%
FWM
32
Frontier Wealth Management
Missouri
$80K +$80.8K +2,866 New
BF
33
BOK Financial
Oklahoma
$78K
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$75K +$5.87K +208 +8%
CDH
35
Charles D. Hyman
$74K -$19.7K -700 -21%
NFG
36
Next Financial Group
Texas
$74K
SC
37
Stratford Consulting
Texas
$70K
QCIG
38
Quad-Cities Investment Group
Iowa
$58K +$15.1K +535 +35%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$52K +$1.24K +44 +2%
WWMSC
40
Wagner Wealth Management (South Carolina)
South Carolina
$50K -$16.2K -575 -24%
APA
41
American Portfolios Advisors
New York
$44.7K
GWM
42
Geneos Wealth Management
Colorado
$30K
VFA
43
Valeo Financial Advisors
Indiana
$24K
Citigroup
44
Citigroup
New York
$20K
OIA
45
OneDigital Investment Advisors
Kansas
$20K +$3.02K +107 +18%
FHB
46
First Hawaiian Bank
Hawaii
$20K +$19.9K +707 New
SPIA
47
Steward Partners Investment Advisory
New York
$14K
SF
48
Synovus Financial
Georgia
$14K
CFGS
49
Concourse Financial Group Securities
Alabama
$14K +$14.1K +500 New
NSIM
50
North Star Investment Management
Illinois
$9K