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Horizon Technology Finance
HRZN

Overview Fund Activity

47 hedge funds and large institutions have $37.3M invested in Horizon Technology Finance in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 25 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
-4
Holders Change %
-7.84%
% of All Funds
0.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
25
Reduced
10
Closed
6
Calls
$3.49M
Puts
$310K
Net Calls
+$3.18M
Net Calls Change
+$1.83M

Top Buyers

1
AAM
Advisors Asset Management
Colorado
+$606K
2
SCM
Shelton Capital Management
Colorado
+$407K
3
Invesco
Invesco
Georgia
+$327K
4
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
+$189K
5
FIM
Freedom Investment Management
Connecticut
+$130K

Top Sellers

1
TAF
Tredje AP-fonden
Sweden
-$7.67M
2
Two Sigma Advisers
Two Sigma Advisers
New York
-$650K
3
LSV Asset Management
LSV Asset Management
Illinois
-$359K
4
Ameriprise
Ameriprise
Minnesota
-$312K
5
Two Sigma Investments
Two Sigma Investments
New York
-$222K
Name Holding Trade Value Shares
Change 		Shares
Change %
RJA
26
Raymond James & Associates
Florida
$236K +$6.62K +407 +3%
HWAM
27
Hennion & Walsh Asset Management
New Jersey
$235K +$211 +13 +0.1%
Axa
28
Axa
France
$205K – – –
SBIA
29
Sheaff Brock Investment Advisors
Indiana
$187K – – –
CFD
30
Creative Financial Designs
Indiana
$136K +$1.9K +117 +1%
Canada Life
31
Canada Life
Manitoba, Canada
$108K +$5.7K +349 +6%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$101K +$16.3K +1,000 +19%
Group One Trading
33
Group One Trading
Illinois
$101K +$101K +6,230 New
PFGIA
34
Patriot Financial Group Insurance Agency
Massachusetts
$53K +$1.23K +76 +2%
BWA
35
BDO Wealth Advisors
Florida
$39K – – –
APA
36
American Portfolios Advisors
New York
$34.5K – – –
GWM
37
Geneos Wealth Management
Colorado
$24K +$825 +52 +4%
US Bancorp
38
US Bancorp
Minnesota
$14K – – –
TRCT
39
Tower Research Capital (TRC)
New York
$13K +$9.81K +590 +307%
Bank of America
40
Bank of America
North Carolina
$8K – – –
CG
41
Cutler Group
California
$7K -$15.5K -1,000 -69%
HI
42
Harbour Investments
Wisconsin
$7K +$411 +26 +6%
CTC
43
Central Trust Company
Missouri
$6K +$6K +369 New
SIS
44
Sound Income Strategies
Florida
$1K – – –
SIAP
45
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$1K +$24 +2 +3%
VAM
46
Verity Asset Management
North Carolina
– -$217K -12,590 Closed
NIA
47
NIA Impact Advisors
California
– -$184K -10,677 Closed
ASN
48
Advisory Services Network
Georgia
– -$90K -5,227 Closed
CWC
49
Carolinas Wealth Consulting
North Carolina
– -$40K -2,339 Closed
NFSG
50
Newbridge Financial Services Group
Florida
– -$21K -1,200 Closed
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