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Horizon Technology Finance

47 hedge funds and large institutions have $37.3M invested in Horizon Technology Finance in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 25 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,025% more call options, than puts

Call options by funds: $3.49M | Put options by funds: $310K

150% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 10

0.53% less ownership

Funds ownership: 10.27%9.74% (-0.53%)

8% less funds holding

Funds holding: 5147 (-4)

17% less capital invested

Capital invested by funds: $44.8M → $37.3M (-$7.48M)

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
47
Holders Change
-4
Holders Change %
-7.84%
% of All Funds
0.82%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
25
Reduced
10
Closed
6
Calls
$3.49M
Puts
$310K
Net Calls
+$3.18M
Net Calls Change
+$1.83M
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
26
Raymond James & Associates
Florida
$236K +$6.93K +407 +3%
HWAM
27
Hennion & Walsh Asset Management
New Jersey
$235K +$221 +13 +0.1%
Axa
28
Axa
France
$205K
SBIA
29
Sheaff Brock Investment Advisors
Indiana
$187K
CFD
30
Creative Financial Designs
Indiana
$136K +$1.99K +117 +1%
Canada Life
31
Canada Life
Manitoba, Canada
$108K +$5.95K +349 +6%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$101K +$17K +1,000 +19%
Group One Trading
33
Group One Trading
Illinois
$101K +$106K +6,230 New
PFGIA
34
Patriot Financial Group Insurance Agency
Massachusetts
$53K +$1.29K +76 +2%
BWA
35
BDO Wealth Advisors
Florida
$39K
APA
36
American Portfolios Advisors
New York
$34.5K
GWM
37
Geneos Wealth Management
Colorado
$24K +$886 +52 +4%
US Bancorp
38
US Bancorp
Minnesota
$14K
TRCT
39
Tower Research Capital (TRC)
New York
$13K +$10.1K +590 +307%
Bank of America
40
Bank of America
North Carolina
$8K
CG
41
Cutler Group
California
$7K -$17K -1,000 -69%
HI
42
Harbour Investments
Wisconsin
$7K +$443 +26 +6%
CTC
43
Central Trust Company
Missouri
$6K +$6.29K +369 New
SIS
44
Sound Income Strategies
Florida
$1K
SIAP
45
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$1K +$34 +2 +3%
VAM
46
Verity Asset Management
North Carolina
-$217K -12,590 Closed
NIA
47
NIA Impact Advisors
California
-$184K -10,677 Closed
ASN
48
Advisory Services Network
Georgia
-$90K -5,227 Closed
CWC
49
Carolinas Wealth Consulting
North Carolina
-$40K -2,339 Closed
NFSG
50
Newbridge Financial Services Group
Florida
-$21K -1,200 Closed

HRZN Hedge Fund Activity: Q3 2021 in Review

47 of the 5,713 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q3 2021, worth a combined $37.3M — down 17% from $44.8M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of HRZN and 2 opened new positions — a net loss of 4 holders — while 10 trimmed existing stakes and 25 added.

The largest buyer was Advisors Asset Management, adding an estimated $635K. The largest seller was Tredje AP-fonden, cutting an estimated $1.19M.

  • 47 institutional investors held Horizon Technology Finance (HRZN) as of Q3 2021, down from 51 in Q2 2021.
  • Funds reported $37.3M of Horizon Technology Finance stock for Q3 2021, down 17% quarter-over-quarter.
  • 2 funds opened new Horizon Technology Finance positions in Q3 2021 and 6 closed out, a net change of -4 holders.
  • The largest Horizon Technology Finance buyer in Q3 2021 was Advisors Asset Management, an estimated $635K added.
  • The largest Horizon Technology Finance seller in Q3 2021 was Tredje AP-fonden, an estimated $1.19M sold.

Based on aggregated 13F filings for Q3 2021.