Axa’s Horizon Technology Finance HRZN Stock Holding History

Axa’s Portfolio HRZN Stock Details HRZN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-12,600	Closed	-$205K	–	1225
2021 Q3	$205K	Hold	12,600	–	–	﹤0.01%	1192
2021 Q2	$218K	Buy	+12,600	New	+$208K	﹤0.01%	1214
2020 Q2	–	Sell	-18,000	Closed	-$146K	–	1262
2020 Q1	$146K	Buy	+18,000	New	+$212K	﹤0.01%	1124
2019 Q2	–	Sell	-20,003	Closed	-$236K	–	1318
2019 Q1	$236K	Hold	20,003	–	–	﹤0.01%	1238
2018 Q4	$225K	Hold	20,003	–	–	﹤0.01%	1212
2018 Q3	$228K	Hold	20,003	–	–	﹤0.01%	1277
2018 Q2	$202K	Hold	20,003	–	–	﹤0.01%	1298
2018 Q1	$208K	Hold	20,003	–	–	﹤0.01%	1317
2017 Q4	$224K	Hold	20,003	–	–	﹤0.01%	1291
2017 Q3	$222K	Hold	20,003	–	–	﹤0.01%	1252
2017 Q2	$227K	Hold	20,003	–	–	﹤0.01%	1184
2017 Q1	$223K	Hold	20,003	–	–	﹤0.01%	1211
2016 Q4	$211K	Hold	20,003	–	–	﹤0.01%	1204
2016 Q3	$271K	Sell	20,003 -500	-2%	-$6.71K	﹤0.01%	1117
2016 Q2	$250K	Hold	20,503	–	–	﹤0.01%	1133
2016 Q1	$238K	Buy	20,503 +3,700	+22%	+$39.7K	﹤0.01%	1122
2015 Q4	$197K	Buy	16,803 +9,003	+115%	+$98.9K	﹤0.01%	1172
2015 Q3	$71K	Buy	+7,800	New	+$84.1K	﹤0.01%	1331

Other funds holding HRZN

SCM

Shelton Capital Management Denver, Colorado $4.57B AUM 32.26% 1-Year Est. Return

TAF

Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

GAA

Green Alpha Advisors Niwot, Colorado $102M AUM 59.84% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return

Axa's HRZN Position: Q4 2021 in Review

Axa sold out of Horizon Technology Finance (HRZN) in Q4 2021, closing a stake of 12,600 shares — an estimated $205K sold.

Axa first reported a position in HRZN in Q3 2015 and held it in 18 quarters. The position peaked at $271K in Q3 2016. 57 funds tracked by Wall St. Rank hold HRZN as of Q4 2021.

Axa reported no remaining Horizon Technology Finance position as of Q4 2021 after selling out during the quarter.
Axa sold 12,600 Horizon Technology Finance shares in Q4 2021, an estimated $205K.
Axa first reported a position in Horizon Technology Finance in Q3 2015 and held it in 18 quarters.
Axa's Horizon Technology Finance position peaked at $271K in Q3 2016.
57 funds tracked by Wall St. Rank held Horizon Technology Finance as of Q4 2021.

Based on Axa's 13F filing for Q4 2021, filed 14 Feb 2022.