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Horizon Technology Finance
HRZN

Overview Fund Activity

39 hedge funds and large institutions have $27.1M invested in Horizon Technology Finance in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
+1
Holders Change %
+2.63%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
13
Reduced
11
Closed
9
Calls
$9K
Puts
$175K
Net Calls
-$166K
Net Calls Change
-$279K

Top Buyers

1
GC
Guggenheim Capital
Illinois
+$790K
2
Two Sigma Investments
Two Sigma Investments
New York
+$397K
3
DTL
Dynamic Technology Lab
Singapore
+$374K
4
NFA
Nuveen Fund Advisors
Illinois
+$322K
5
WA
WFG Advisors
Texas
+$313K

Top Sellers

1
CIM
Confluence Investment Management
Missouri
-$2.18M
2
WFI
West Family Investments
California
-$1.35M
3
AM
Ares Management
California
-$607K
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$198K
5
FFS
Founders Financial Securities
Maryland
-$194K
Name Holding Trade Value Shares
Change 		Shares
Change %
HI
26
Horizon Investments
North Carolina
$137K -$79.5K -5,873 -37%
GH
27
GAM Holding
Switzerland
$119K +$119K +8,756 New
Citigroup
28
Citigroup
New York
$95K -$14.1K -1,047 -13%
Creative Planning
29
Creative Planning
Kansas
$61K +$58.3K +4,300 +2,150%
CG
30
Cutler Group
California
$43K -$40.1K -2,966 -48%
AG
31
Advisor Group
Arizona
$22K +$5.24K +400 +31%
Simplex Trading
32
Simplex Trading
Illinois
$12K +$12K +886 New
AIM
33
Acrospire Investment Management
Illinois
$11K +$11K +830 New
MFS
34
MSI Financial Services
Massachusetts
$10K – – –
TRCT
35
Tower Research Capital (TRC)
New York
$7K +$7K +500 New
FIB
36
First Interstate Bank
Montana
$7K +$7K +500 New
Manulife (Manufacturers Life Insurance)
37
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5K -$5.99K -441 -55%
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$2K – – –
Barclays
39
Barclays
United Kingdom
$1K – – –
CIM
40
Confluence Investment Management
Missouri
– -$2.18M -179,012 Closed
AM
41
Ares Management
California
– -$607K -49,785 Closed
D.E. Shaw & Co
42
D.E. Shaw & Co
New York
– -$198K -16,257 Closed
FFS
43
Founders Financial Securities
Maryland
– -$194K -15,866 Closed
RCM
44
Radcliffe Capital Management
Pennsylvania
– -$139K -11,400 Closed
HIM
45
Hillsdale Investment Management
Ontario, Canada
– -$122K -10,000 Closed
PG
46
PEAK6 Group
Illinois
– -$19K -1,579 Closed
PCM
47
Prelude Capital Management
New York
– -$13K -1,100 Closed
HI
48
Hudock Inc
Pennsylvania
– -$4K -400 Closed
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