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Horizon Technology Finance

39 hedge funds and large institutions have $27.1M invested in Horizon Technology Finance in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 11

11% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 9

3% more funds holding

Funds holding: 3839 (+1)

3% more capital invested

Capital invested by funds: $26.4M → $27.1M (+$772K)

95% less call options, than puts

Call options by funds: $9K | Put options by funds: $175K

Holders
39
Holders Change
+1
Holders Change %
+2.63%
% of All Funds
1.04%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
13
Reduced
11
Closed
9
Calls
$9K
Puts
$175K
Net Calls
-$166K
Net Calls Change
-$279K
Name Holding Trade Value Shares
Change
Change in
Stake
HI
26
Horizon Investments
North Carolina
$137K -$78.9K -5,873 -37%
GH
27
GAM Holding
Switzerland
$119K +$118K +8,756 New
Citigroup
28
Citigroup
New York
$95K -$14.1K -1,047 -13%
Creative Planning
29
Creative Planning
Kansas
$61K +$57.8K +4,300 +2,150%
CG
30
Cutler Group
California
$43K -$39.8K -2,966 -48%
AG
31
Advisor Group
Arizona
$22K +$5.37K +400 +31%
Simplex Trading
32
Simplex Trading
Illinois
$12K +$11.9K +886 New
AIM
33
Acrospire Investment Management
Illinois
$11K +$11.1K +830 New
MFS
34
MSI Financial Services
Massachusetts
$10K
FIB
35
First Interstate Bank
Montana
$7K +$6.71K +500 New
TRCT
36
Tower Research Capital (TRC)
New York
$7K +$6.71K +500 New
Manulife (Manufacturers Life Insurance)
37
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5K -$5.92K -441 -55%
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$2K
Barclays
39
Barclays
United Kingdom
$1K
CIM
40
Confluence Investment Management
Missouri
-$2.18M -179,012 Closed
AM
41
Ares Management
California
-$607K -49,785 Closed
D.E. Shaw & Co
42
D.E. Shaw & Co
New York
-$198K -16,257 Closed
FFS
43
Founders Financial Securities
Maryland
-$194K -15,866 Closed
RCM
44
Radcliffe Capital Management
Pennsylvania
-$139K -11,400 Closed
HIM
45
Hillsdale Investment Management
Ontario, Canada
-$122K -10,000 Closed
PG
46
PEAK6 Group
Illinois
-$19K -1,579 Closed
PCM
47
Prelude Capital Management
New York
-$13K -1,100 Closed
HI
48
Hudock Inc
Pennsylvania
-$4K -400 Closed

HRZN Hedge Fund Activity: Q3 2016 in Review

39 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q3 2016, worth a combined $27.1M — up 2.9% from $26.4M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new HRZN positions and 9 closed out — a net gain of 1 holder — while 13 added to existing stakes and 11 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $782K. The largest seller was Confluence Investment Management, exiting entirely with an estimated $2.18M sold.

  • 39 institutional investors held Horizon Technology Finance (HRZN) as of Q3 2016, up from 38 in Q2 2016.
  • Funds reported $27.1M of Horizon Technology Finance stock for Q3 2016, up 2.9% quarter-over-quarter.
  • 10 funds opened new Horizon Technology Finance positions in Q3 2016 and 9 closed out, a net change of +1 holder.
  • The largest Horizon Technology Finance buyer in Q3 2016 was Guggenheim Capital, an estimated $782K added.
  • The largest Horizon Technology Finance seller in Q3 2016 was Confluence Investment Management, an estimated $2.18M sold.

Based on aggregated 13F filings for Q3 2016.