Horizon Technology Finance
HRZN
28 hedge funds and large institutions have $29.1M invested in Horizon Technology Finance in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 6 closing their positions.
50% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 8
14% more capital invested
Capital invested by funds: $25.6M → $29.1M (+$3.47M)
10% less funds holding
Funds holding: 31 → 28 (-3)
17% less first-time investments, than exits
New positions opened: 5 | Existing positions closed: 6
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$1.18M |
| 2 |
Morgan Stanley
New York
|
+$785K |
| 3 |
HIM
Hillsdale Investment Management
Toronto,
Ontario, Canada
|
+$748K |
| 4 |
WFI
West Family Investments
Carlsbad,
California
|
+$208K |
| 5 |
VanEck Associates
New York
|
+$96.2K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CIM
Confluence Investment Management
St. Louis,
Missouri
|
-$433K |
| 2 |
Two Sigma Advisers
New York
|
-$226K |
| 3 |
Two Sigma Investments
New York
|
-$170K |
| 4 |
Goldman Sachs
New York
|
-$156K |
| 5 |
BAS
Brown Advisory Securities
Baltimore,
Maryland
|
-$70.2K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BRWA
26
B. Riley Wealth Advisors
Boca Raton,
Florida
| $45 | +$45.2K | +3,247 | New |
|
27
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $10 | +$9.96K | +716 | New |
|
|
28
Goldman Sachs
New York
| – | -$156K | -11,570 | Closed |
|
|
ST
29
Spot Trading
Chicago,
Illinois
| – | -$44K | -3,287 | Closed |
|
30
Barclays
London,
United Kingdom
| – | -$11K | -862 | Closed |
|
31
Bank of America
Charlotte,
North Carolina
| – | -$4.72K | -339 | -99% |
|
|
HI
32
Hudock Inc
Williamsport,
Pennsylvania
| – | -$4K | -300 | Closed |
|
33
BNP Paribas Financial Markets
Paris,
France
| – | -$1.09K | -81 | Closed |
|
HRZN Hedge Fund Activity: Q4 2014 in Review
28 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q4 2014, worth a combined $29.1M — up 14% from $25.6M a quarter earlier.
Sellers outnumbered buyers: 6 funds closed out of HRZN and 5 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 12 added.
The largest buyer was Advisors Asset Management, adding an estimated $1.18M. The largest seller was Confluence Investment Management, cutting an estimated $433K.
- 28 institutional investors held Horizon Technology Finance (HRZN) as of Q4 2014, down from 31 in Q3 2014.
- Funds reported $29.1M of Horizon Technology Finance stock for Q4 2014, up 14% quarter-over-quarter.
- 5 funds opened new Horizon Technology Finance positions in Q4 2014 and 6 closed out, a net change of -1 holder.
- The largest Horizon Technology Finance buyer in Q4 2014 was Advisors Asset Management, an estimated $1.18M added.
- The largest Horizon Technology Finance seller in Q4 2014 was Confluence Investment Management, an estimated $433K sold.
Based on aggregated 13F filings for Q4 2014.