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Horizon Technology Finance
HRZN

31 hedge funds and large institutions have $25.6M invested in Horizon Technology Finance in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 14 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% less capital invested

Capital invested by funds: $30.1M → $25.6M (-$4.45M)

18% less funds holding

Funds holding: 38 → 31 (-7)

57% less call options, than puts

Call options by funds: $86K | Put options by funds: $198K

57% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 14

64% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 11

Holders
31
Holders Change
-7
Holders Change %
-18.42%
% of All Funds
0.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
6
Reduced
14
Closed
11
Calls
$86K
Puts
$198K
Net Calls
-$112K
Net Calls Change
+$134K

Top Buyers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
+$2.78M
2
Invesco
Invesco
Georgia
+$87.9K
3
BAS
Brown Advisory Securities
Maryland
+$51.1K
4
ST
Spot Trading
Illinois
+$46.5K
5
TRCT
Tower Research Capital (TRC)
New York
+$12.1K

Top Sellers

Rank Fund Capital Flow
1
Northern Trust
Northern Trust
Illinois
-$1.02M
2
Deutsche Bank
Deutsche Bank
Germany
-$738K
3
PP
Paloma Partners
Connecticut
-$518K
4
Bank of America
Bank of America
North Carolina
-$401K
5
COPPSERS
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
-$351K
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
26
Bank of America
North Carolina
$5K -$401K -28,322 -99%
HI
27
Hudock Inc
Pennsylvania
$4K +$4.25K +300 New
BNP Paribas Financial Markets
28
BNP Paribas Financial Markets
France
$1.09K -$3.55K -251 -76%
AIG
29
American International Group
New York
$431 – – –
Northern Trust
30
Northern Trust
Illinois
– -$1.02M -70,107 Closed
PP
31
Paloma Partners
Connecticut
– -$518K -35,433 Closed
COPPSERS
32
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
– -$351K -24,029 Closed
MC
33
Menta Capital
California
– -$284K -19,429 Closed
LP
34
LMR Partners
United Kingdom
– -$261K -17,810 Closed
CS
35
Credit Suisse
Switzerland
– -$217K -14,822 Closed
BRWA
36
B. Riley Wealth Advisors
Florida
– -$106K -7,245 Closed
PG
37
PEAK6 Group
Illinois
– -$67K -4,593 Closed
Fifth Third Bancorp
38
Fifth Third Bancorp
Ohio
– -$7K -500 Closed
AC
39
Alexandria Capital
Virginia
– -$5K -359 Closed
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
– -$3K -200 Closed
MFS
41
MSI Financial Services
Massachusetts
– +$495 +35 New
1
2

HRZN Hedge Fund Activity: Q3 2014 in Review

31 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Horizon Technology Finance (HRZN) for Q3 2014, worth a combined $25.6M — down 15% from $30.1M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of HRZN and 4 opened new positions — a net loss of 7 holders — while 14 trimmed existing stakes and 6 added.

The largest buyer was Advisors Asset Management, adding an estimated $2.78M. The largest seller was Northern Trust, exiting entirely with an estimated $1.02M sold.

  • 31 institutional investors held Horizon Technology Finance (HRZN) as of Q3 2014, down from 38 in Q2 2014.
  • Funds reported $25.6M of Horizon Technology Finance stock for Q3 2014, down 15% quarter-over-quarter.
  • 4 funds opened new Horizon Technology Finance positions in Q3 2014 and 11 closed out, a net change of -7 holders.
  • The largest Horizon Technology Finance buyer in Q3 2014 was Advisors Asset Management, an estimated $2.78M added.
  • The largest Horizon Technology Finance seller in Q3 2014 was Northern Trust, an estimated $1.02M sold.

Based on aggregated 13F filings for Q3 2014.