LMR Partners’s Horizon Technology Finance HRZN Stock Holding History

LMR Partners’s Portfolio HRZN Stock Details HRZN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-17,810	Closed	-$261K	–	404
2014 Q2	$261K	Buy	+17,810	New	+$242K	0.02%	361

Other funds holding HRZN

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

BAS

Brown Advisory Securities Baltimore, Maryland $27.3M AUM 10.67% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

LMR Partners's HRZN Position: Q3 2014 in Review

LMR Partners sold out of Horizon Technology Finance (HRZN) in Q3 2014, closing a stake of 17,810 shares — an estimated $261K sold.

LMR Partners first reported a position in HRZN in Q2 2014 and held it in 1 quarter. The position peaked at $261K in Q2 2014. 31 funds tracked by Wall St. Rank hold HRZN as of Q3 2014.

LMR Partners reported no remaining Horizon Technology Finance position as of Q3 2014 after selling out during the quarter.
LMR Partners sold 17,810 Horizon Technology Finance shares in Q3 2014, an estimated $261K.
LMR Partners first reported a position in Horizon Technology Finance in Q2 2014 and held it in 1 quarter.
LMR Partners's Horizon Technology Finance position peaked at $261K in Q2 2014.
31 funds tracked by Wall St. Rank held Horizon Technology Finance as of Q3 2014.

Based on LMR Partners's 13F filing for Q3 2014, filed 20 Oct 2014.