HPS

John Hancock Preferred Income Fund III
HPS

Overview Fund Activity

48 hedge funds and large institutions have $52.4M invested in John Hancock Preferred Income Fund III in 2018 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 19 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
+3
Holders Change %
+6.67%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
10
Reduced
19
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$9.75M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$2M
3
WAM
3
Weiss Asset Management
Massachusetts
$345K
4
Cohen & Steers
4
Cohen & Steers
New York
$5.28M
5
SFS
5
Shaker Financial Services
Virginia
$190K

Top Sellers

1
Invesco
1
Invesco
Georgia
$3.94M
2
CWM
2
Cornerstone Wealth Management
Missouri
$0
3
UBS Group
3
UBS Group
Switzerland
$7.07M
4
GC
4
Guggenheim Capital
Illinois
$1.05M
5
BC
5
Burney Company
Virginia
$1.93M
Name Holding Trade Value Shares
Change 		Shares
Change %
MML Investors Services
26
MML Investors Services
Massachusetts
$192K -$27.1K -1,707 -12%
SFS
27
Shaker Financial Services
Virginia
$190K +$190K +12,000 New
BAS
28
Brown Advisory Securities
Maryland
$185K -$9.18K -567 -5%
AAS
29
Annex Advisory Services
Wisconsin
$178K -$19.5K -1,225 -10%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$176K +$190 +12 +0.1%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$161K -$2.5K -158 -2%
NFG
32
Next Financial Group
Texas
$158K +$82.3K +5,188 +109%
GWM
33
Geneos Wealth Management
Colorado
$49K – – –
WCM
34
WealthBridge Capital Management
Ohio
$33K +$33K +2,074 New
SWM
35
SeaCrest Wealth Management
New York
$29K – – –
APA
36
American Portfolios Advisors
New York
$26.1K +$269 +17 +1%
NSIM
37
North Star Investment Management
Illinois
$22K – – –
FHA
38
Flagship Harbor Advisors
Massachusetts
$20K +$20K +1,300 New
AIC
39
Ameritas Investment Company
Nebraska
$18K +$18K +1,112 New
Citigroup
40
Citigroup
New York
$17K -$31.5K -2,012 -65%
POIA
41
Pin Oak Investment Advisors
Texas
$17K – – –
CAC
42
Certified Advisory Corp
Florida
$16K – – –
AF
43
Arrow Financial
New York
$14K +$14K +875 New
GRP
44
Global Retirement Partners
California
$12K – – –
AF
45
Advisornet Financial
Minnesota
$8K – – –
ASN
46
Advisory Services Network
Georgia
$6K +$6K +350 New
FDCDDQ
47
Federation des caisses Desjardins du Quebec
Quebec, Canada
$4.75K – – –
FHB
48
First Hawaiian Bank
Hawaii
$3K – – –
CWM
49
Cornerstone Wealth Management
Missouri
– -$795K -14,811 Closed
SPIA
50
Steward Partners Investment Advisory
New York
– -$71K -3,782 Closed
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2
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