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First Trust Energy AlphaDEX Fund

55 hedge funds and large institutions have $95.8M invested in First Trust Energy AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 27 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% less funds holding

Funds holding: 6455 (-9)

26% less ownership

Funds ownership: 69.4%43.39% (-26%)

44% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 27

54% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 13

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

74% less capital invested

Capital invested by funds: $370M → $95.8M (-$274M)

Holders
55
Holders Change
-9
Holders Change %
-14.06%
% of All Funds
1.54%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
6
Increased
15
Reduced
27
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BAAM
26
Baker Avenue Asset Management
California
$426K -$3.17M -190,829 -87%
Stifel Financial
27
Stifel Financial
Missouri
$400K -$4.29M -258,149 -90%
BTS
28
BB&T Securities
Virginia
$376K +$434K +26,113 New
Ameriprise
29
Ameriprise
Minnesota
$362K -$112K -6,725 -21%
FAM
30
Formidable Asset Management
Ohio
$346K -$8.73K -525 -2%
CA
31
Cetera Advisors
Colorado
$301K -$93.9K -5,645 -21%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$272K +$6.95K +418 +2%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$268K +$37.6K +2,259 +14%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$267K -$50.4K -3,028 -14%
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$255K +$7.17K +431 +2%
HFS
36
HL Financial Services
Kentucky
$242K -$4.36K -262 -2%
AIG
37
American International Group
New York
$236K +$13.1K +788 +5%
SS
38
Simplicity Solutions
Minnesota
$232K +$63.9K +3,843 +31%
CAM
39
Concorde Asset Management
Michigan
$205K +$52.6K +3,162 +29%
MFS
40
MSI Financial Services
Massachusetts
$175K +$65.4K +3,932 +48%
TSS
41
Two Sigma Securities
New York
$173K +$200K +11,997 New
Citigroup
42
Citigroup
New York
$149K -$41.8K -2,516 -20%
DADC
43
D.A. Davidson & Co
Montana
$147K
BFEC
44
Benjamin F. Edwards & Company
Missouri
$108K -$56.6K -3,402 -31%
TFA
45
Transamerica Financial Advisors
Florida
$52K +$19.1K +1,150 +47%
NFG
46
Next Financial Group
Texas
$51K -$103K -6,204 -63%
WA
47
WFG Advisors
Texas
$38K +$19.2K +1,157 +77%
JFGIW
48
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$22K
IWMPD
49
Integrated Wealth Management (Palm Desert)
California
$15K
MAS
50
Madden Advisory Services
Florida
$6K