Ladenburg Thalmann Financial Services’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FXN Stock Details FXN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$231K	Sell	21,490 -12,264	-36%	-$118K	﹤0.01%	2396
2019 Q3	$331K	Sell	33,754 -3,280	-9%	-$33.5K	﹤0.01%	2092
2019 Q2	$424K	Buy	37,034 +13,928	+60%	+$168K	﹤0.01%	1880
2019 Q1	$300K	Buy	23,106 +4,993	+28%	+$64.2K	﹤0.01%	2088
2018 Q4	$210K	Sell	18,113 -7,978	-31%	-$117K	﹤0.01%	2209
2018 Q3	$459K	Sell	26,091 -17,695	-40%	-$299K	﹤0.01%	1678
2018 Q2	$627K	Hold	43,786	–	–	0.01%	1398
2018 Q1	$627K	Sell	43,786 -11,402	-21%	-$168K	0.01%	1398
2017 Q4	$855K	Sell	55,188 -18,474	-25%	-$268K	0.01%	1168
2017 Q3	$1.06M	Sell	73,662 -29,309	-28%	-$389K	0.01%	961
2017 Q2	$1.37M	Sell	102,971 -13,352	-11%	-$187K	0.02%	769
2017 Q1	$1.89M	Sell	116,323 -26,262	-18%	-$415K	0.02%	588
2016 Q4	$2.31M	Buy	142,585 +1,283	+0.9%	+$20.2K	0.03%	462
2016 Q3	$2.11M	Buy	141,302 +25,218	+22%	+$374K	0.03%	480
2016 Q2	$1.74M	Buy	116,084 +96,766	+501%	+$1.44M	0.03%	519
2016 Q1	$273K	Buy	19,318 +1,063	+6%	+$13.4K	﹤0.01%	1399
2015 Q4	$253K	Sell	18,255 -355	-2%	-$5.56K	﹤0.01%	1423
2015 Q3	$268K	Buy	18,610 +2,259	+14%	+$37.6K	0.01%	1284
2015 Q2	$326K	Buy	16,351 +9,232	+130%	+$202K	0.01%	1285
2015 Q1	$151K	Buy	7,119 +2,290	+47%	+$47.8K	﹤0.01%	1775
2014 Q4	$101K	Buy	4,829 +467	+11%	+$10.6K	﹤0.01%	1891
2014 Q3	$113K	Buy	4,362 +655	+18%	+$18.4K	﹤0.01%	1531
2014 Q2	$109K	Buy	3,707 +2,755	+289%	+$75.8K	﹤0.01%	1552
2014 Q1	$25K	Hold	952	–	–	﹤0.01%	2419
2013 Q4	$24K	Hold	952	–	–	﹤0.01%	2415
2013 Q3	$22K	Hold	952	–	–	﹤0.01%	2369
2013 Q2	$21K	Buy	+952	New	+$20.9K	﹤0.01%	2312

Other funds holding FXN

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

1776 Wealth Atlanta, Georgia $254M AUM 20.38% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FXN Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Energy AlphaDEX Fund (FXN) stake by 36% in Q4 2019, selling an estimated $118K and leaving 21,490 shares worth $231K. The position accounts for ﹤0.01% of the portfolio, ranked #2396.

Ladenburg Thalmann Financial Services first reported a position in FXN in Q2 2013 and has held it in 27 quarters since. The position peaked at $2.31M in Q4 2016. 62 funds tracked by Wall St. Rank hold FXN as of Q4 2019.

Ladenburg Thalmann Financial Services held 21,490 shares of First Trust Energy AlphaDEX Fund worth $231K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 12,264 First Trust Energy AlphaDEX Fund shares in Q4 2019, an estimated $118K.
First Trust Energy AlphaDEX Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2396 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Energy AlphaDEX Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's First Trust Energy AlphaDEX Fund position peaked at $2.31M in Q4 2016.
62 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.