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First Trust Mid Cap Growth AlphaDEX Fund
FNY

82 hedge funds and large institutions have $167M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2023 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 18 increasing their positions, 37 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 1

10% more capital invested

Capital invested by funds: $152M → $167M (+$14.6M)

4% more funds holding

Funds holding: 79 → 82 (+3)

1.63% more ownership

Funds ownership: 62.01% → 63.64% (+1.6%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

51% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 37

Holders
82
Holders Change
+3
Holders Change %
+3.8%
% of All Funds
1.29%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
18
Reduced
37
Closed
1
Calls
$233K
Puts
–
Net Calls
+$233K
Net Calls Change
+$233K

Top Buyers

Rank Fund Capital Flow
1
NA
NewEdge Advisors
Louisiana
+$9.25M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$2.24M
3
BFEC
Benjamin F. Edwards & Company
Missouri
+$1.31M
4
Osaic Holdings
Osaic Holdings
Arizona
+$744K
5
Citadel Advisors
Citadel Advisors
Florida
+$681K

Top Sellers

Rank Fund Capital Flow
1
SL
Savior LLC
Massachusetts
-$9.35M
2
Baird Financial Group
Baird Financial Group
Wisconsin
-$2.21M
3
Morgan Stanley
Morgan Stanley
New York
-$2.08M
4
PWM
Purus Wealth Management
California
-$855K
5
LPL Financial
LPL Financial
California
-$413K
Name Holding Trade Value Shares
Change 		Change in
Stake
MA
51
Mutual Advisors
Nebraska
$320K -$223K -3,707 -43%
KWS
52
Keystone Wealth Services
California
$285K – – –
TRCT
53
Tower Research Capital (TRC)
New York
$281K -$149K -2,464 -36%
WFA
54
WMG Financial Advisors
Tennessee
$275K – – –
AOG
55
Alpha Omega Group
Virginia
$256K – – –
IWM
56
IHT Wealth Management
Illinois
$247K -$15.1K -250 -6%
FAIM
57
Financial Advocates Investment Management
Washington
$236K -$10.1K -168 -4%
1W
58
1776 Wealth
Georgia
$235K – – –
KIG
59
Kowal Investment Group
Wisconsin
$221K -$8.62K -143 -4%
JP Morgan Chase
60
JP Morgan Chase
New York
$217K -$2.71K -45 -1%
ATPW
61
Ashton Thomas Private Wealth
Arizona
$208K +$194K +3,213 New
Carson Wealth (CWM LLC)
62
Carson Wealth (CWM LLC)
Nebraska
$204K – – –
PVI
63
Pine Valley Investments
New Jersey
$204K +$189K +3,142 New
FFA
64
Founders Financial Alliance
North Carolina
$135K – – –
US Bancorp
65
US Bancorp
Minnesota
$126K – – –
GWM
66
Geneos Wealth Management
Colorado
$123K – – –
CF
67
Centaurus Financial
California
$105K -$16.9K -281 -15%
WAM
68
Worth Asset Management
Texas
$103K -$36.9K -613 -28%
SPIA
69
Steward Partners Investment Advisory
New York
$87.5K – – –
AF
70
Allworth Financial
California
$83.4K +$6.69K +111 +9%
HI
71
Harbour Investments
Wisconsin
$80.5K -$5.18K -86 -6%
CAM
72
Chesapeake Asset Management
New York
$62.6K – – –
GRP
73
Global Retirement Partners
California
$61.8K – – –
PNC Financial Services Group
74
PNC Financial Services Group
Pennsylvania
$54.6K +$60 +1 +0.1%
TSWM
75
Tyler-Stone Wealth Management
Ohio
$29K +$26.6K +442 New
1 2
3
4

FNY Hedge Fund Activity: Q2 2023 in Review

82 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q2 2023, worth a combined $167M — up 9.6% from $152M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FNY positions and 1 closed out — a net gain of 5 holders — while 18 added to existing stakes and 37 trimmed.

The largest buyer was NewEdge Advisors, opening a new position worth an estimated $9.25M. The largest seller was Savior LLC, cutting an estimated $9.35M.

  • 82 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q2 2023, up from 79 in Q1 2023.
  • Funds reported $167M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q2 2023, up 9.6% quarter-over-quarter.
  • 6 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q2 2023 and 1 closed out, a net change of +5 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q2 2023 was NewEdge Advisors, an estimated $9.25M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q2 2023 was Savior LLC, an estimated $9.35M sold.

Based on aggregated 13F filings for Q2 2023.