Worth Asset Management’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Worth Asset Management’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-1,590	Closed	-$103K	–	204
2023 Q2	$103K	Sell	1,590 -613	-28%	-$36.9K	0.08%	136
2023 Q1	$131K	Buy	2,203 +1,318	+149%	+$78.4K	0.1%	110
2022 Q4	$49.9K	Buy	+885	New	+$51.2K	0.03%	181

Other funds holding FNY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Worth Asset Management's FNY Position: Q3 2023 in Review

Worth Asset Management sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q3 2023, closing a stake of 1,590 shares — an estimated $103K sold.

Worth Asset Management first reported a position in FNY in Q4 2022 and held it in 3 quarters. The position peaked at $131K in Q1 2023. 82 funds tracked by Wall St. Rank hold FNY as of Q3 2023.

Worth Asset Management reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q3 2023 after selling out during the quarter.
Worth Asset Management sold 1,590 First Trust Mid Cap Growth AlphaDEX Fund shares in Q3 2023, an estimated $103K.
Worth Asset Management first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q4 2022 and held it in 3 quarters.
Worth Asset Management's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $131K in Q1 2023.
82 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q3 2023.

Based on Worth Asset Management's 13F filing for Q3 2023, filed 11 Oct 2023.