First Trust Mid Cap Growth AlphaDEX Fund
FNY
31 hedge funds and large institutions have $71.7M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 3 reducing their positions, and 2 closing their positions.
433% more repeat investments, than reductions
Existing positions increased: 16 | Existing positions reduced: 3
250% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 2
15% more funds holding
Funds holding: 27 → 31 (+4)
1% more capital invested
Capital invested by funds: $70.9M → $71.7M (+$752K)
2.81% less ownership
Funds ownership: 68.88% → 66.07% (-2.8%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TFA
Transamerica Financial Advisors
St. Petersburg,
Florida
|
+$4.61M |
| 2 |
Wells Fargo
San Francisco,
California
|
+$2.61M |
| 3 |
Morgan Stanley
New York
|
+$1.58M |
| 4 |
CIM
Confluence Investment Management
St. Louis,
Missouri
|
+$525K |
| 5 |
LPL Financial
San Diego,
California
|
+$438K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$2.13M |
| 2 |
VFS
VSR Financial Services
Overland Park,
Kansas
|
-$2.04M |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$732K |
| 4 |
Goldman Sachs
New York
|
-$121K |
| 5 |
KIA
KCM Investment Advisors
Greenbrae,
California
|
-$121K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
DADC
26
D.A. Davidson & Co
Great Falls,
Montana
| $31K | +$7.22K | +240 | +28% |
|
27
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| $21K | +$22.1K | +736 | New |
|
|
MFS
28
MSI Financial Services
Springfield,
Massachusetts
| $13K | – | – | – |
|
|
BCM
29
Brookstone Capital Management
Wheaton,
Illinois
| $10K | +$10.8K | +359 | New |
|
|
WEC
30
Winslow Evans & Crocker
Boston,
Massachusetts
| $6.33K | – | – | – |
|
|
31
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$2.13M | -69,372 | Closed |
|
|
VFS
32
VSR Financial Services
Overland Park,
Kansas
| – | -$2.04M | -66,426 | Closed |
|
FNY Hedge Fund Activity: Q3 2015 in Review
31 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q3 2015, worth a combined $71.7M — up 1.1% from $70.9M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new FNY positions and 2 closed out — a net gain of 5 holders — while 16 added to existing stakes and 3 trimmed.
The largest buyer was Transamerica Financial Advisors, adding an estimated $4.61M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $2.13M sold.
- 31 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q3 2015, up from 27 in Q2 2015.
- Funds reported $71.7M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q3 2015, up 1.1% quarter-over-quarter.
- 7 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q3 2015 and 2 closed out, a net change of +5 holders.
- The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q3 2015 was Transamerica Financial Advisors, an estimated $4.61M added.
- The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q3 2015 was Susquehanna International Group, an estimated $2.13M sold.
Based on aggregated 13F filings for Q3 2015.