FNY icon

First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

31 hedge funds and large institutions have $71.7M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
+4
Holders Change %
+14.81%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
16
Reduced
3
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TFA
1
Transamerica Financial Advisors
Florida
$12.5M
2
Wells Fargo
2
Wells Fargo
California
$14.7M
3
Morgan Stanley
3
Morgan Stanley
New York
$16.2M
4
CIM
4
Confluence Investment Management
Missouri
$491K
5
LPL Financial
5
LPL Financial
California
$5.96M

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$0
2
VFS
2
VSR Financial Services
Kansas
$0
3
UBS Group
3
UBS Group
Switzerland
$2.02M
4
Goldman Sachs
4
Goldman Sachs
New York
$549K
5
KIA
5
KCM Investment Advisors
California
$816K
Name Holding Trade Value Shares
Change 		Shares
Change %
DADC
26
D.A. Davidson & Co
Montana
$31K +$6.72K +240 +28%
Carson Wealth (CWM LLC)
27
Carson Wealth (CWM LLC)
Nebraska
$21K +$21K +736 New
MFS
28
MSI Financial Services
Massachusetts
$13K – – –
BCM
29
Brookstone Capital Management
Illinois
$10K +$10K +359 New
WEC
30
Winslow Evans & Crocker
Massachusetts
$6.33K – – –
Susquehanna International Group
31
Susquehanna International Group
Pennsylvania
– -$2.13M -69,372 Closed
VFS
32
VSR Financial Services
Kansas
– -$2.04M -66,426 Closed
1
2