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First Trust Mid Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SPWM
126
Schrum Private Wealth Management
Florida
$249K +$239K +2,124 New
HR
127
Howe & Rusling
New York
$248K
PWPS
128
Pinnacle Wealth Planning Services
Ohio
$246K
AF
129
Allworth Financial
California
$243K +$225 +2 +0.1%
Mercer Global Advisors
130
Mercer Global Advisors
Colorado
$241K +$4.5K +40 +2%
ASN
131
Advisory Services Network
Georgia
$238K
CFA
132
Cahill Financial Advisors
Minnesota
$235K +$1.46K +13 +0.7%
MAG
133
M3 Advisory Group
Massachusetts
$230K +$1.46K +13 +0.7%
BWM
134
BKM Wealth Management
Wisconsin
$229K +$8.56K +76 +4%
FF
135
Farrell Financial
New York
$217K +$198K +1,762 New
CIA
136
Concurrent Investment Advisors
Florida
$212K -$422K -3,748 -67%
GWM
137
Geneos Wealth Management
Colorado
$187K -$6.08K -54 -3%
IAIM
138
International Assets Investment Management
Florida
$185K -$22.5K -200 -11%
IA
139
IFP Advisors
Florida
$183K +$74.1K +658 +73%
GSEP
140
Golden State Equity Partners
California
$160K +$146K +1,295 New
SWM
141
Spire Wealth Management
Virginia
$125K
LFG
142
Larson Financial Group
Missouri
$121K +$450 +4 +0.4%
PS
143
Principal Securities
Iowa
$121K
TRCT
144
Tower Research Capital (TRC)
New York
$114K +$10K +89 +10%
JP Morgan Chase
145
JP Morgan Chase
New York
$109K -$62.6K -556 -37%
GI
146
GAMMA Investing
California
$109K
T
147
Tidemark
California
$104K
AA
148
AlphaMark Advisors
Kentucky
$104K -$16.9K -150 -14%
CHC
149
City Holding Co
West Virginia
$96.6K
GRP
150
Global Retirement Partners
California
$93.9K +$15.4K +137 +21%