Principal Securities’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Principal Securities’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-1,032	Closed	-$129K	–	2125
2025 Q3	$129K	Buy	1,032 +20	+2%	+$2.42K	﹤0.01%	1476
2025 Q2	$116K	Sell	1,012 -15	-1%	-$1.63K	﹤0.01%	1480
2025 Q1	$119K	Hold	1,027	–	–	﹤0.01%	1353
2024 Q4	$119K	Sell	1,027 -4	-0.4%	-$479	﹤0.01%	1353
2024 Q3	$121K	Hold	1,031	–	–	﹤0.01%	1308
2024 Q2	$112K	Buy	1,031 +224	+28%	+$24.4K	﹤0.01%	1280
2024 Q1	$91.5K	Hold	807	–	–	﹤0.01%	1311
2023 Q4	$84.3K	Buy	+807	New	+$75.7K	﹤0.01%	1245

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TCTWM

Three Cord True Wealth Management Beaver, Pennsylvania $180M AUM 19.5% 1-Year Est. Return

Principal Securities's FNX Position: Q4 2025 in Review

Principal Securities sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q4 2025, closing a stake of 1,032 shares — an estimated $129K sold.

Principal Securities first reported a position in FNX in Q4 2023 and held it in 8 quarters. The position peaked at $129K in Q3 2025. 196 funds tracked by Wall St. Rank hold FNX as of Q4 2025.

Principal Securities reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 1,032 First Trust Mid Cap Core AlphaDEX Fund shares in Q4 2025, an estimated $129K.
Principal Securities first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q4 2023 and held it in 8 quarters.
Principal Securities's First Trust Mid Cap Core AlphaDEX Fund position peaked at $129K in Q3 2025.
196 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.