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First Trust Mid Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
51
Northwestern Mutual Wealth Management
Wisconsin
$443K +$231K +3,570 +63%
PWA
52
Peterson Wealth Advisors
Utah
$434K +$583K +8,990 New
PNC Financial Services Group
53
PNC Financial Services Group
Pennsylvania
$420K -$63.7K -983 -10%
HighTower Advisors
54
HighTower Advisors
Illinois
$413K -$616K -9,507 -53%
First Trust Advisors
55
First Trust Advisors
Illinois
$386K
Citigroup
56
Citigroup
New York
$341K +$82K +1,266 +22%
TSS
57
Two Sigma Securities
New York
$340K +$457K +7,057 New
CS
58
Comerica Securities
Michigan
$291K -$32.5K -502 -8%
VFA
59
Voya Financial Advisors
Connecticut
$282K -$12.3K -190 -3%
SPIA
60
Steward Partners Investment Advisory
New York
$277K
CCA
61
Clearwater Capital Advisors
Illinois
$276K -$214K -3,298 -37%
Rockefeller Capital Management
62
Rockefeller Capital Management
New York
$253K +$51.8K +799 +18%
EW
63
Element Wealth
Mississippi
$234K -$10.2K -157 -3%
TWM
64
Titus Wealth Management
California
$226K -$41.1K -634 -12%
WWM
65
Western Wealth Management
Colorado
$226K +$5.51K +85 +2%
SPC
66
Sigma Planning Corp
Michigan
$224K +$32.5K +502 +12%
MML Investors Services
67
MML Investors Services
Massachusetts
$207K +$12.4K +191 +5%
CFGS
68
Concourse Financial Group Securities
Alabama
$194K -$42.6K -657 -14%
SF
69
Synovus Financial
Georgia
$182K +$156K +2,400 +173%
Carson Wealth (CWM LLC)
70
Carson Wealth (CWM LLC)
Nebraska
$173K
HPC
71
HM Payson & Co
Maine
$172K
1W
72
1776 Wealth
Georgia
$154K
WAP
73
Wealthcare Advisory Partners
Pennsylvania
$104K +$98.8K +1,525 +242%
AIC
74
Ameritas Investment Company
Nebraska
$92K -$7.32K -113 -6%
AA
75
AlphaMark Advisors
Kentucky
$80K -$4.86K -75 -4%