Rockefeller Capital Management’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$2.19M	Sell	17,053 -59	-0.3%	-$7.82K	﹤0.01%	1264
2025 Q4	$2.16M	Buy	17,112 +11,342	+197%	+$1.42M	﹤0.01%	1212
2025 Q3	$724K	Buy	+5,770	New	+$697K	﹤0.01%	1587
2023 Q2	–	Sell	-3,397	Closed	-$305K	–	1885
2023 Q1	$305K	Buy	3,397 +82	+2%	+$7.59K	﹤0.01%	1571
2022 Q4	$291K	Buy	3,315 +13	+0.4%	+$1.15K	﹤0.01%	1490
2022 Q3	$265K	Sell	3,302 -90	-3%	-$8.01K	﹤0.01%	1528
2022 Q2	$283K	Buy	3,392 +1,175	+53%	+$108K	﹤0.01%	1484
2022 Q1	$217K	Buy	2,217 +469	+27%	+$45.7K	﹤0.01%	1651
2021 Q4	$179K	Sell	1,748 -148	-8%	-$15.2K	﹤0.01%	1686
2021 Q3	$185K	Sell	1,896 -106	-5%	-$10.6K	﹤0.01%	1610
2021 Q2	$200K	Buy	2,002 +3	+0.2%	+$294	﹤0.01%	1508
2021 Q1	$187K	Sell	1,999 -623	-24%	-$56.5K	﹤0.01%	1352
2020 Q4	$217K	Buy	2,622 +1,614	+160%	+$122K	﹤0.01%	1169
2020 Q3	$66K	Buy	1,008 +815	+422%	+$53.5K	﹤0.01%	1415
2020 Q2	$12K	Sell	193 -5,054	-96%	-$289K	﹤0.01%	1837
2020 Q1	$253K	Buy	5,247 +799	+18%	+$51.8K	﹤0.01%	761
2019 Q4	$322K	Buy	+4,448	New	+$311K	﹤0.01%	661