Rockefeller Capital Management
FNX icon

Rockefeller Capital Management’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Rockefeller Capital Management’s Portfolio FNX Stock Details FNX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$2.47M Sell
16,861
-192
-1% -$26.6K ﹤0.01% 1287
2026
Q1 		$2.19M Sell
17,053
-59
-0.3% -$7.82K ﹤0.01% 1264
2025
Q4 		$2.16M Buy
17,112
+11,342
+197% +$1.42M ﹤0.01% 1212
2025
Q3 		$724K Buy
+5,770
New +$697K ﹤0.01% 1587
2023
Q2 		– Sell
-3,397
Closed -$305K – 1885
2023
Q1 		$305K Buy
3,397
+82
+2% +$7.59K ﹤0.01% 1571
2022
Q4 		$291K Buy
3,315
+13
+0.4% +$1.15K ﹤0.01% 1490
2022
Q3 		$265K Sell
3,302
-90
-3% -$8.01K ﹤0.01% 1528
2022
Q2 		$283K Buy
3,392
+1,175
+53% +$108K ﹤0.01% 1484
2022
Q1 		$217K Buy
2,217
+469
+27% +$45.7K ﹤0.01% 1651
2021
Q4 		$179K Sell
1,748
-148
-8% -$15.2K ﹤0.01% 1686
2021
Q3 		$185K Sell
1,896
-106
-5% -$10.6K ﹤0.01% 1610
2021
Q2 		$200K Buy
2,002
+3
+0.2% +$294 ﹤0.01% 1508
2021
Q1 		$187K Sell
1,999
-623
-24% -$56.5K ﹤0.01% 1352
2020
Q4 		$217K Buy
2,622
+1,614
+160% +$122K ﹤0.01% 1169
2020
Q3 		$66K Buy
1,008
+815
+422% +$53.5K ﹤0.01% 1415
2020
Q2 		$12K Sell
193
-5,054
-96% -$289K ﹤0.01% 1837
2020
Q1 		$253K Buy
5,247
+799
+18% +$51.8K ﹤0.01% 761
2019
Q4 		$322K Buy
+4,448
New +$311K ﹤0.01% 661

Other funds holding FNX

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return
TCTWM
Three Cord True Wealth Management Beaver, Pennsylvania $210M AUM 21.9% 1-Year Est. Return

Rockefeller Capital Management's FNX Position: Q2 2026 in Review

Rockefeller Capital Management reduced its First Trust Mid Cap Core AlphaDEX Fund (FNX) stake by 1.1% in Q2 2026, selling an estimated $26.6K and leaving 16,861 shares worth $2.47M. The position accounts for ﹤0.01% of the portfolio, ranked #1287.

Rockefeller Capital Management first reported a position in FNX in Q4 2019 and has held it in 18 quarters since. 210 funds tracked by Wall St. Rank hold FNX as of Q2 2026.

  • Rockefeller Capital Management held 16,861 shares of First Trust Mid Cap Core AlphaDEX Fund worth $2.47M as of Q2 2026.
  • Rockefeller Capital Management sold 192 First Trust Mid Cap Core AlphaDEX Fund shares in Q2 2026, an estimated $26.6K.
  • First Trust Mid Cap Core AlphaDEX Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #1287 holding.
  • Rockefeller Capital Management first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q4 2019 and has held it in 18 quarters since.
  • 210 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.