FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

73 hedge funds and large institutions have $101M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2015 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 8 closing their positions.

Holders
73
Holders Change
–
Holders Change %
0%
% of All Funds
1.95%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
10
Increased
24
Reduced
18
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAG
1
Private Advisor Group
New Jersey
$486K
2
ICAS
2
Investors Capital Advisory Services
Massachusetts
$348K
3
CCM
3
Covington Capital Management
California
$4.28M
4
Invesco
4
Invesco
Georgia
$6.16M
5
UBS Group
5
UBS Group
Switzerland
$3.15M

Top Sellers

1
IMS
1
Index Management Solutions
Pennsylvania
$0
2
GC
2
Guggenheim Capital
Illinois
$8.22M
3
Cohen & Steers
3
Cohen & Steers
New York
$4.12M
4
WA
4
WFG Advisors
Texas
$371K
5
NL
5
NWAM LLC
Washington
$4.33M
Name Market Value Shares Shares
Change 		Shares
Change %
SSB
51
Sandy Spring Bank
Maryland
$55K 2,696 +2,321 +619%
CWM
52
Concert Wealth Management
California
$43K 11,795 +1,300 +12%
LWM
53
Lenox Wealth Management
Ohio
$40K 1,950 – –
NSIM
54
North Star Investment Management
Illinois
$38K 1,891 – –
CAPTRUST Financial Advisors
55
CAPTRUST Financial Advisors
North Carolina
$36K 1,770 – –
DADC
56
D.A. Davidson & Co
Montana
$26K 1,300 – –
Bank of Montreal
57
Bank of Montreal
Ontario, Canada
$24K 1,200 -450 -27%
FAM
58
Formidable Asset Management
Ohio
$22K 1,100 – –
SIG
59
Stanford Investment Group
California
$21K 1,035 – –
HF
60
Hoxton Financial
West Virginia
$20K 1,000 – –
NFG
61
Next Financial Group
Texas
$18K 900 – –
CFA
62
Carroll Financial Associates
North Carolina
$16K 800 – –
SIA
63
Stancorp Investment Advisers
Oregon
$16K 776 – –
S
64
SignatureFD
Georgia
$14K 680 +680 New
TFA
65
Transamerica Financial Advisors
Florida
$11K 500 – –
OSNBOA
66
Old Second National Bank of Aurora
Illinois
$10K 500 +150 +43%
JIC
67
Joel Isaacson & Co
New York
$9K 450 +450 New
AWM
68
Avior Wealth Management
Nebraska
$8K 414 – –
HR
69
Howe & Rusling
New York
$6K 300 – –
WTB
70
Washington Trust Bank
Washington
$5K 250 – –
Deutsche Bank
71
Deutsche Bank
Germany
$4K 234 +117 +100%
AllianceBernstein
72
AllianceBernstein
Tennessee
$2K 103 +103 New
IMS
73
Index Management Solutions
Pennsylvania
– – -138,794 Closed
TRCT
74
Tower Research Capital (TRC)
New York
– – -20,046 Closed
Jane Street
75
Jane Street
New York
– – -17,820 Closed
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3
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