FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

63 hedge funds and large institutions have $105M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2014 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 11 reducing their positions, and 9 closing their positions.

Holders
63
Holders Change
-2
Holders Change %
-3.08%
% of All Funds
1.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
21
Reduced
11
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
1
UBS
Switzerland
$11.1M
2
ADBIC
2
A.D. Beadell Investment Counsel
Wisconsin
$1.91M
3
NL
3
NWAM LLC
Washington
$4.26M
4
GC
4
Guggenheim Capital
Illinois
$7.43M
5
Bank of America
5
Bank of America
North Carolina
$8.52M

Top Sellers

1
Cohen & Steers
1
Cohen & Steers
New York
$5.54M
2
FFA
2
First Foundation Advisors
California
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$10M
4
OC
4
Oppenheimer & Co
New York
$0
5
Goldman Sachs
5
Goldman Sachs
New York
$203K
Name Market Value Shares Shares
Change 		Shares
Change %
FAM
51
Formidable Asset Management
Ohio
$22K 1,100 – –
HF
52
Hoxton Financial
West Virginia
$20K 1,000 – –
NFG
53
Next Financial Group
Texas
$17K 900 +900 New
CFA
54
Carroll Financial Associates
North Carolina
$16K 800 – –
Creative Planning
55
Creative Planning
Kansas
$14K 690 -3,865 -85%
M&T Bank
56
M&T Bank
New York
$10K 500 – –
MFS
57
MSI Financial Services
Massachusetts
$10K 500 +500 New
AWM
58
Avior Wealth Management
Nebraska
$8K 414 – –
FANJ
59
Financial Architects (New Jersey)
New Jersey
$8K 421 +421 New
OSNBOA
60
Old Second National Bank of Aurora
Illinois
$7K 350 – –
HR
61
Howe & Rusling
New York
$6K 300 – –
Deutsche Bank
62
Deutsche Bank
Germany
$2K 117 – –
FFA
63
First Foundation Advisors
California
– – -32,793 Closed
OC
64
Oppenheimer & Co
New York
– – -26,299 Closed
ACP
65
Aviance Capital Partners
Florida
– – -12,169 Closed
RJA
66
Raymond James & Associates
Florida
– – -11,927 Closed
TRCT
67
Tower Research Capital (TRC)
New York
– – -8,655 Closed
CAL
68
Capital Analysts LLC
Pennsylvania
– – -789 Closed
Fifth Third Bancorp
69
Fifth Third Bancorp
Ohio
– – -256 Closed
Northwestern Mutual Wealth Management
70
Northwestern Mutual Wealth Management
Wisconsin
– – -100 Closed
Barclays
71
Barclays
United Kingdom
– – -41 Closed
GT
72
Greenleaf Trust
Michigan
$0 361 – –
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