Financial Architects (New Jersey)’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Financial Architects (New Jersey)’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-421	Closed	-$8K	–	976
2014 Q3	$8K	Hold	421	–	–	﹤0.01%	650
2014 Q2	$8K	Buy	+421	New	+$8.37K	﹤0.01%	688
2013 Q4	–	Sell	-921	Closed	-$17K	–	299
2013 Q3	$17K	Sell	921 -300	-25%	-$5.48K	0.01%	419
2013 Q2	$23K	Buy	+1,221	New	+$24.5K	0.02%	333

Other funds holding FFC

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

MCC

Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Financial Architects (New Jersey)'s FFC Position: Q4 2014 in Review

Financial Architects (New Jersey) sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q4 2014, closing a stake of 421 shares — an estimated $8K sold.

Financial Architects (New Jersey) first reported a position in FFC in Q2 2013 and held it in 4 quarters. The position peaked at $23K in Q2 2013. 73 funds tracked by Wall St. Rank hold FFC as of Q4 2014.

Financial Architects (New Jersey) reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q4 2014 after selling out during the quarter.
Financial Architects (New Jersey) sold 421 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q4 2014, an estimated $8K.
Financial Architects (New Jersey) first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q2 2013 and held it in 4 quarters.
Financial Architects (New Jersey)'s Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $23K in Q2 2013.
73 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q4 2014.

Based on Financial Architects (New Jersey)'s 13F filing for Q4 2014, filed 3 Feb 2015.