FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

75 hedge funds and large institutions have $84.8M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2015 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 22 increasing their positions, 18 reducing their positions, and 4 closing their positions.

Holders
75
Holders Change
+2
Holders Change %
+2.74%
% of All Funds
2.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
22
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NPC
1
National Planning Corporation
California
$1.7M
2
FFA
2
First Foundation Advisors
California
$741K
3
Wells Fargo
3
Wells Fargo
California
$3.01M
4
AIG
4
American International Group
New York
$1.34M
5
AF
5
Affiance Financial
Minnesota
$619K

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$5.31M
2
GC
2
Guggenheim Capital
Illinois
$6.12M
3
Cohen & Steers
3
Cohen & Steers
New York
$2.83M
4
Morgan Stanley
4
Morgan Stanley
New York
$9.06M
5
Creative Planning
5
Creative Planning
Kansas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
AF
26
Affiance Financial
Minnesota
$619K 33,181 +21,511 +184%
ICAS
27
Investors Capital Advisory Services
Massachusetts
$501K 26,884 +9,737 +57%
OC
28
Oppenheimer & Co
New York
$481K 25,790 +282 +1%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$473K 25,300 -550 -2%
CA
30
Cetera Advisors
Colorado
$449K 23,923 +1,000 +4%
PAG
31
Private Advisor Group
New Jersey
$446K 23,901 – –
VKH
32
Virtu KCG Holdings
New York
$375K 20,082 +7,666 +62%
CIA
33
Capital Investment Advisors
Georgia
$349K 18,697 -400 -2%
MBT
34
Montecito Bank & Trust
California
$342K 16,800 – –
SPC
35
Sigma Planning Corp
Michigan
$329K 17,652 +49 +0.3%
SIA
36
Sit Investment Associates
Minnesota
$280K 15,000 – –
WA
37
WFG Advisors
Texas
$277K 14,832 -3,428 -19%
Goldman Sachs
38
Goldman Sachs
New York
$251K 13,456 +13,456 New
SGCA
39
Steel Grove Capital Advisors
Tennessee
$229K 12,280 -2,057 -14%
CWM
40
Concert Wealth Management
California
$219K 11,795 – –
BRWA
41
B. Riley Wealth Advisors
Florida
$205K 10,979 – –
HighTower Advisors
42
HighTower Advisors
Illinois
$191K 10,258 – –
VFS
43
VSR Financial Services
Kansas
$187K 10,000 – –
SF
44
Synovus Financial
Georgia
$134K 7,203 +324 +5%
WT
45
Whittier Trust
California
$99K 5,328 – –
WAM
46
Wolverine Asset Management
Illinois
$94K 5,052 +5,052 New
PSUF
47
People's United Financial
Connecticut
$92K 4,954 – –
BAM
48
Bruderman Asset Management
New York
$88K 4,732 -57 -1%
WEC
49
Winslow Evans & Crocker
Massachusetts
$82.2K 4,406 – –
MFS
50
MSI Financial Services
Massachusetts
$63K 3,362 -1,978 -37%
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2
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