FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

60 hedge funds and large institutions have $124M invested in First Trust Senior Floating Rate Income Fund II in 2019 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 21 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
-2
Holders Change %
-3.23%
% of All Funds
1.3%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
21
Reduced
20
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
$11.5M
2
RCM
Rivernorth Capital Management
Florida
$7.78M
3
FEG
Financial Enhancement Group
Indiana
$1.97M
4
PCM
PenderFund Capital Management
British Columbia, Canada
$1.62M
5
SFS
Shaker Financial Services
Virginia
$1.99M

Top Sellers

1
Bank of America
Bank of America
North Carolina
$25M
2
PCM
Peak Capital Management
Colorado
$0
3
AAMU
Amundi Asset Management US
Massachusetts
$1.18M
4
PPA
Parametric Portfolio Associates
Washington
$0
5
FFA
First Foundation Advisors
California
$3.07M
Name Holding Trade Value Shares
Change 		Shares
Change %
RJA
26
Raymond James & Associates
Florida
$729K +$4.52K +382 +0.6%
QGA
27
Q Global Advisors
Texas
$727K +$133K +11,300 +22%
JPMorgan Chase & Co
28
JPMorgan Chase & Co
New York
$643K – – –
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$613K -$52.8K -4,474 -8%
AA
30
AQR Arbitrage
Connecticut
$564K +$123K +10,435 +28%
Wells Fargo
31
Wells Fargo
California
$512K +$47.2K +3,996 +10%
WCM
32
Whitener Capital Management
North Carolina
$425K +$1.77K +150 +0.4%
COLIM
33
City of London Investment Management
United Kingdom
$423K -$280K -23,700 -40%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$417K +$108K +9,127 +35%
SRC
35
Shufro Rose & Co
New York
$377K +$35.5K +3,000 +10%
MC
36
Matisse Capital
Oregon
$370K +$370K +31,300 New
RJFSA
37
Raymond James Financial Services Advisors
Florida
$343K +$32.6K +2,759 +11%
MIG
38
Mariner Investment Group
New York
$342K – – –
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$276K +$5.81K +492 +2%
PAS
40
Park Avenue Securities
New York
$239K +$18.5K +1,559 +8%
LPL Financial
41
LPL Financial
California
$195K -$839 -71 -0.4%
SPIA
42
Steward Partners Investment Advisory
New York
$189K +$189K +16,038 New
CAN
43
Cetera Advisor Networks
California
$174K – – –
UCFA
44
United Capital Financial Advisors
Texas
$140K – – –
RTS
45
Round Table Services
New Jersey
$123K +$123K +10,400 New
GWM
46
Geneos Wealth Management
Colorado
$107K -$48K -4,064 -31%
NFG
47
Next Financial Group
Texas
$104K +$104K +8,819 New
NFH
48
NEXT Financial Holdings
Texas
$104K +$104K +8,819 New
GRP
49
Global Retirement Partners
California
$59K -$4.3K -367 -7%
Rockefeller Capital Management
50
Rockefeller Capital Management
New York
$46K +$46K +3,895 New
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2
3