FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

46 hedge funds and large institutions have $102M invested in First Trust Senior Floating Rate Income Fund II in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
-3
Holders Change %
-6.12%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
15
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
$23.8M
2
UBS Group
UBS Group
Switzerland
$6.08M
3
Invesco
Invesco
Georgia
$6.87M
4
Wells Fargo
Wells Fargo
California
$3.33M
5
GI
Gradient Investments
Minnesota
$3.53M

Top Sellers

1
WCMNY
Westchester Capital Management (New York)
New York
$1.05M
2
HNB
Huntington National Bank
Ohio
$0
3
LPL Financial
LPL Financial
California
$1.22M
4
TAM
Trust Asset Management
Texas
$0
5
YMRC
Yorktown Management & Research Company
Virginia
$1.52M
Name Holding Trade Value Shares
Change 		Shares
Change %
SFS
26
Shaker Financial Services
Virginia
$287K +$287K +22,342 New
Deutsche Bank
27
Deutsche Bank
Germany
$281K – – –
ICOA
28
Investment Centers of America
North Dakota
$213K -$12.9K -1,012 -6%
SRC
29
Shufro Rose & Co
New York
$207K -$207K – –
UCFA
30
United Capital Financial Advisors
Texas
$154K – – –
GWM
31
Geneos Wealth Management
Colorado
$107K +$15.5K +1,212 +17%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$84K – – –
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$66K +$7.12K +549 +12%
MFS
34
MSI Financial Services
Massachusetts
$64K – – –
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$54K +$54K +4,200 New
Manulife (Manufacturers Life Insurance)
36
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$40K +$40K +3,100 New
BFEC
37
Benjamin F. Edwards & Company
Missouri
$39K – – –
AA
38
Apriem Advisors
California
$32K -$64K -5,000 -67%
IA
39
IFP Advisors
Florida
$19K -$9.45K -736 -33%
ASN
40
Advisory Services Network
Georgia
$15K +$137 +11 +0.9%
CFN
41
Cordasco Financial Network
Florida
$14K -$12.7K -1,000 -48%
AIM
42
Acrospire Investment Management
Illinois
$10K -$5K -400 -33%
PCM
43
Penserra Capital Management
California
$4K -$339 -24 -8%
WAM
44
Wealthspire Advisors (Maryland)
Maryland
$4K – – –
AIM
45
Advantage Investment Management
Iowa
$2K – – –
BCC
46
Bain Capital Credit
Massachusetts
– -$4.61M -357,957 Closed
TAM
47
Trust Asset Management
Texas
– -$826K -64,218 Closed
Envestnet Asset Management
48
Envestnet Asset Management
Illinois
– -$198K -15,386 Closed
TFA
49
Transamerica Financial Advisors
Florida
– -$40K -3,100 Closed
Bank of Montreal
50
Bank of Montreal
Ontario, Canada
– -$9K -690 Closed
1
2
3