FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

52 hedge funds and large institutions have $97.7M invested in First Trust Senior Floating Rate Income Fund II in 2015 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 17 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
+12
Holders Change %
+30%
% of All Funds
1.37%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
18
Increased
17
Reduced
8
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WCMNY
Westchester Capital Management (New York)
New York
$3.59M
2
RVPG
Relative Value Partners Group
$2.53M
3
KA
Klingman & Associates
New York
$1.73M
4
GC
Guggenheim Capital
Illinois
$8.33M
5
Invesco
Invesco
Georgia
$4.59M

Top Sellers

1
Bank of America
Bank of America
North Carolina
$19.1M
2
YMRC
Yorktown Management & Research Company
Virginia
$2.1M
3
M&T Bank
M&T Bank
New York
$0
4
HNB
Huntington National Bank
Ohio
$505K
5
PAG
Private Advisor Group
New Jersey
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
HNB
26
Huntington National Bank
Ohio
$505K -$515K – –
LCM
27
Landscape Capital Management
New Jersey
$479K +$318K +25,751 +198%
Squarepoint
28
Squarepoint
New York
$401K +$401K +32,500 New
AA
29
AQR Arbitrage
Connecticut
$287K +$45.1K +3,653 +19%
Deutsche Bank
30
Deutsche Bank
Germany
$270K -$20.2K -1,637 -7%
WAM
31
Weiss Asset Management
Massachusetts
$195K +$195K +15,827 New
SRC
32
Shufro Rose & Co
New York
$180K +$18.5K +1,500 +11%
UCFA
33
United Capital Financial Advisors
Texas
$160K +$160K +12,950 New
AA
34
Apriem Advisors
California
$93K +$12.4K +1,000 +15%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$80K – – –
MFS
36
MSI Financial Services
Massachusetts
$61K +$61K +4,960 New
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$39K -$17.9K -1,479 -31%
BFEC
38
Benjamin F. Edwards & Company
Missouri
$37K +$37K +3,000 New
Creative Planning
39
Creative Planning
Kansas
$27K +$27K +2,150 New
CFN
40
Cordasco Financial Network
Florida
$26K – – –
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$25K – – –
CCS
42
Crosspoint Capital Strategies
California
$22K +$22K +1,700 New
FCCM
43
First City Capital Management
Georgia
$21.9K – – –
IA
44
IFP Advisors
Florida
$18K +$18K +1,480 New
WAM
45
Wolverine Asset Management
Illinois
$13K +$13K +1,133 New
TFA
46
Transamerica Financial Advisors
Florida
$12K – – –
AssetMark Inc
47
AssetMark Inc
California
$7K +$7K +600 New
AIG
48
American International Group
New York
$6K +$5.76K +525 +2,386%
WAM
49
Wealthspire Advisors (Maryland)
Maryland
$4K +$4K +298 New
AIA
50
Allegis Investment Advisors
Idaho
$4K +$4K +325 New
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