FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

51 hedge funds and large institutions have $86.2M invested in First Trust Senior Floating Rate Income Fund II in 2014 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
+7
Holders Change %
+15.91%
% of All Funds
1.36%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
15
Increased
9
Reduced
12
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
$7.94M
2
MIG
Mariner Investment Group
New York
$5.48M
3
Morgan Stanley
Morgan Stanley
New York
$8.08M
4
RVP
Relative Value Partners
Illinois
$3.15M
5
TAM
Trust Asset Management
Texas
$3.52M

Top Sellers

1
HNB
Huntington National Bank
Ohio
$864K
2
RJA
Raymond James & Associates
Florida
$727K
3
Wells Fargo
Wells Fargo
California
$3.34M
4
Deutsche Bank
Deutsche Bank
Germany
$530K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AQR Capital Management
26
AQR Capital Management
Connecticut
$451K +$451K +34,655 New
WAM
27
Wolverine Asset Management
Illinois
$394K -$118K -9,046 -23%
CI
28
CAZ Investments
Texas
$331K +$331K +25,438 New
CAS
29
CTC Alternative Strategies
Illinois
$286K +$286K +21,960 New
LCM
30
Landscape Capital Management
New Jersey
$235K +$235K +18,071 New
DA
31
Doliver Advisors
Texas
$214K -$12.7K -981 -6%
LPC
32
Loeb Partners Corp
New York
$199K – – –
IT
33
Independence Trust
Tennessee
$164K – – –
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$156K -$18.8K -1,452 -11%
SRC
35
Shufro Rose & Co
New York
$152K – – –
TC
36
TradeLink Capital
Illinois
$95K +$95K +7,300 New
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$74K – – –
CFN
38
Cordasco Financial Network
Florida
$42K – – –
WCMNY
39
Westchester Capital Management (New York)
New York
$36K – – –
WRM
40
Westport Resources Management
Connecticut
$33K -$6.6K -500 -17%
FCCM
41
First City Capital Management
Georgia
$23.1K – – –
RIA
42
Regal Investment Advisors
Michigan
$22K – – –
AllianceBernstein
43
AllianceBernstein
Tennessee
$16K – – –
AA
44
Apriem Advisors
California
$13K – – –
NPC
45
National Planning Corporation
California
$7.47K +$7.47K +580 New
Creative Planning
46
Creative Planning
Kansas
$5K +$5K +363 New
BCC
47
Bain Capital Credit
Massachusetts
$4.62K +$66 +5,076 +1%
BNP Paribas Financial Markets
48
BNP Paribas Financial Markets
France
$3.9K – – –
Citigroup
49
Citigroup
New York
$3K -$3.11K -236 -51%
BIM
50
BlackRock Investment Management
Delaware
$3K +$3K +218 New
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2
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