FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

44 hedge funds and large institutions have $71.9M invested in First Trust Senior Floating Rate Income Fund II in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
+1
Holders Change %
+2.33%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
5
Increased
11
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCC
Bain Capital Credit
Massachusetts
$4.74M
2
Bank of America
Bank of America
North Carolina
$25.5M
3
GI
Gradient Investments
Minnesota
$1.93M
4
Morgan Stanley
Morgan Stanley
New York
$4.27M
5
RVP
Relative Value Partners
Illinois
$362K

Top Sellers

1
U
UBS
Switzerland
$8.03M
2
MIG
Mariner Investment Group
New York
$0
3
RIL
Rothschild Investment LLC
Illinois
$0
4
DA
Doliver Advisors
Texas
$237K
5
RJA
Raymond James & Associates
Florida
$1.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$186K -$366 -27 -0.2%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$183K -$64.6K -4,771 -26%
IT
28
Independence Trust
Tennessee
$171K +$171K +12,599 New
SRC
29
Shufro Rose & Co
New York
$158K – – –
UCFA
30
United Capital Financial Advisors
Texas
$137K +$137K +10,140 New
Ameriprise
31
Ameriprise
Minnesota
$79K +$5.87K +403 +8%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$77K – – –
BF
33
BOK Financial
Oklahoma
$54K +$48.3K +3,560 +840%
CFN
34
Cordasco Financial Network
Florida
$43K – – –
WRM
35
Westport Resources Management
Connecticut
$41K – – –
NFG
36
Next Financial Group
Texas
$40K – – –
WCMNY
37
Westchester Capital Management (New York)
New York
$38K – – –
FCCM
38
First City Capital Management
Georgia
$24.1K – – –
RIA
39
Regal Investment Advisors
Michigan
$23K – – –
AllianceBernstein
40
AllianceBernstein
Tennessee
$16K – – –
AA
41
Apriem Advisors
California
$14K – – –
Citigroup
42
Citigroup
New York
$6K -$60.4K -4,668 -91%
BNP Paribas Financial Markets
43
BNP Paribas Financial Markets
France
$4.07K – – –
OCM
44
One Capital Management
California
$2K +$2K +164 New
AIG
45
American International Group
New York
$298 – – –
MIG
46
Mariner Investment Group
New York
– -$657K -45,984 Closed
RIL
47
Rothschild Investment LLC
Illinois
– -$486K -34,000 Closed
US Bancorp
48
US Bancorp
Minnesota
– -$14K -1,000 Closed
TRCT
49
Tower Research Capital (TRC)
New York
– -$5K -340 Closed
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