FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

44 hedge funds and large institutions have $66.8M invested in First Trust Senior Floating Rate Income Fund II in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 13 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
+12
Holders Change %
+37.5%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
13
Reduced
12
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
UBS
Switzerland
$7.93M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$1.24M
3
PP
Paloma Partners
Connecticut
$1.1M
4
RIL
Rothschild Investment LLC
Illinois
$493K
5
GI
Gradient Investments
Minnesota
$507K

Top Sellers

1
Bank of America
Bank of America
North Carolina
$27M
2
GC
Guggenheim Capital
Illinois
$4.21M
3
Wells Fargo
Wells Fargo
California
$4.75M
4
Deutsche Bank
Deutsche Bank
Germany
$486K
5
VKH
Virtu KCG Holdings
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SFS
26
Shaker Financial Services
Virginia
$210K +$210K +14,455 New
UCFA
27
United Capital Financial Advisors
Texas
$191K +$8K +550 +4%
SRC
28
Shufro Rose & Co
New York
$191K +$21.7K +1,500 +13%
Barclays
29
Barclays
United Kingdom
$180K +$83.6K +5,957 +87%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$173K -$9.96K -687 -5%
WEC
31
Winslow Evans & Crocker
Massachusetts
$73K +$73K +5,000 New
TRCT
32
Tower Research Capital (TRC)
New York
$53K +$37K +2,567 +231%
AA
33
Apriem Advisors
California
$51K – – –
CFN
34
Cordasco Financial Network
Florida
$46K +$46K +3,200 New
WRM
35
Westport Resources Management
Connecticut
$44K +$44K +3,000 New
RIA
36
Regal Investment Advisors
Michigan
$25K – – –
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$22K +$22K +1,500 New
Ameriprise
38
Ameriprise
Minnesota
$19K +$12.6K +856 +198%
US Bancorp
39
US Bancorp
Minnesota
$15K +$15K +1,000 New
Bessemer Group
40
Bessemer Group
New Jersey
$7K +$7K +500 New
BIM
41
BlackRock Investment Management
Delaware
$5K +$5K +329 New
BNP Paribas Financial Markets
42
BNP Paribas Financial Markets
France
$4.35K +$4.35K +300 New
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$3K -$9.93K -579 -77%
AIG
44
American International Group
New York
$319 – – –
VKH
45
Virtu KCG Holdings
New York
– -$266K -18,560 Closed
DAM
46
Delta Asset Management
Tennessee
– -$24K -1,700 Closed
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