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First Trust Multi Cap Growth AlphaDEX Fund
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Overview Fund Activity

50 hedge funds and large institutions have $85.5M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 12 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
+4
Holders Change %
+8.7%
% of All Funds
0.99%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
10
Increased
12
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Truist Financial
Truist Financial
North Carolina
+$2.98M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.5M
3
Citadel Advisors
Citadel Advisors
Florida
+$1.77M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$881K
5
Jane Street
Jane Street
New York
+$211K

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$3.22M
2
LPL Financial
LPL Financial
California
-$1.64M
3
GSWM
Golden State Wealth Management
California
-$979K
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$971K
5
Stifel Financial
Stifel Financial
Missouri
-$947K
Name Holding Trade Value Shares
Change 		Shares
Change %
VFA
26
Voya Financial Advisors
Connecticut
$433K -$49.8K -646 -10%
JAWM
27
J. Arnold Wealth Management
Ohio
$371K +$371K +4,800 New
WI
28
Wintrust Investments
Illinois
$310K -$410K -5,313 -57%
WSTAM
29
Wilbanks Smith & Thomas Asset Management
Virginia
$286K – – –
Carson Wealth (CWM LLC)
30
Carson Wealth (CWM LLC)
Nebraska
$245K – – –
Stifel Financial
31
Stifel Financial
Missouri
$225K -$947K -12,189 -81%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$213K -$192K -2,545 -47%
Jane Street
33
Jane Street
New York
$211K +$211K +2,736 New
Ameriprise
34
Ameriprise
Minnesota
$201K -$195K -2,525 -49%
Rockefeller Capital Management
35
Rockefeller Capital Management
New York
$188K +$188K +2,431 New
GWS
36
Glassman Wealth Services
Virginia
$156K – – –
ASN
37
Advisory Services Network
Georgia
$82K +$82K +1,060 New
CFGS
38
Concourse Financial Group Securities
Alabama
$67K +$48.3K +628 +258%
EP
39
Eudaimonia Partners
Tennessee
$66K +$66K +850 New
Citigroup
40
Citigroup
New York
$52K – – –
GWM
41
Geneos Wealth Management
Colorado
$46K – – –
WAP
42
Wealthcare Advisory Partners
Pennsylvania
$39K – – –
Fifth Third Bancorp
43
Fifth Third Bancorp
Ohio
$31K – – –
Fidelity Investments
44
Fidelity Investments
Massachusetts
$25K +$1.15K +15 +5%
TCWM
45
Total Clarity Wealth Management
Illinois
$17K +$17K +215 New
BFEC
46
Benjamin F. Edwards & Company
Missouri
$9K – – –
CAC
47
Certified Advisory Corp
Florida
$9K – – –
TI
48
tru Independence
Oregon
$8K +$8K +132 New
SPIA
49
Steward Partners Investment Advisory
New York
$2K – – –
SFS
50
Sowell Financial Services
Arkansas
$1K -$43K -387 -98%
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