Sowell Financial Services’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

Sowell Financial Services’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-9	Closed	-$1K	–	3156
2020 Q4	$1K	Hold	9	–	–	﹤0.01%	2568
2020 Q3	$1K	Hold	9	–	–	﹤0.01%	2357
2020 Q2	$1K	Hold	9	–	–	﹤0.01%	2286
2020 Q1	$1K	Hold	9	–	–	﹤0.01%	2230
2019 Q4	$1K	Sell	9 -387	-98%	-$29K	﹤0.01%	2330
2019 Q3	$29K	Buy	+396	New	+$29.6K	﹤0.01%	1157
2019 Q1	$2.34M	Sell	32,607 -58	-0.2%	-$3.97K	0.26%	85
2018 Q4	$2M	Sell	32,665 -156	-0.5%	-$10.5K	0.28%	76
2018 Q3	$2.52M	Buy	+32,821	New	+$2.47M	0.37%	56

Other funds holding FAD

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PFA

Plotkin Financial Advisors Chevy Chase, Maryland $199M AUM 19.26% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Sowell Financial Services's FAD Position: Q1 2021 in Review

Sowell Financial Services sold out of First Trust Multi Cap Growth AlphaDEX Fund (FAD) in Q1 2021, closing a stake of 9 shares — an estimated $1K sold.

Sowell Financial Services first reported a position in FAD in Q3 2018 and held it in 9 quarters. The position peaked at $2.52M in Q3 2018. 51 funds tracked by Wall St. Rank hold FAD as of Q1 2021.

Sowell Financial Services reported no remaining First Trust Multi Cap Growth AlphaDEX Fund position as of Q1 2021 after selling out during the quarter.
Sowell Financial Services sold 9 First Trust Multi Cap Growth AlphaDEX Fund shares in Q1 2021, an estimated $1K.
Sowell Financial Services first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q3 2018 and held it in 9 quarters.
Sowell Financial Services's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $2.52M in Q3 2018.
51 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q1 2021.

Based on Sowell Financial Services's 13F filing for Q1 2021, filed 7 May 2021.