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Ladenburg Thalmann Financial Services’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FAD Stock Details FAD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$213K Sell
2,824
-2,545
-47% -$191K ﹤0.01% 2443
2019
Q3 		$393K Sell
5,369
-775
-13% -$58K ﹤0.01% 1952
2019
Q2 		$459K Buy
6,144
+2,273
+59% +$165K ﹤0.01% 1820
2019
Q1 		$278K Buy
3,871
+1,381
+55% +$94.5K ﹤0.01% 2155
2018
Q4 		$153K Sell
2,490
-57
-2% -$3.83K ﹤0.01% 2433
2018
Q3 		$195K Buy
2,547
+121
+5% +$9.09K ﹤0.01% 2330
2018
Q2 		$164K Hold
2,426
– – ﹤0.01% 2387
2018
Q1 		$164K Hold
2,426
– – ﹤0.01% 2387
2017
Q4 		$159K Buy
2,426
+61
+3% +$3.91K ﹤0.01% 2384
2017
Q3 		$146K Sell
2,365
-93
-4% -$5.53K ﹤0.01% 2336
2017
Q2 		$144K Buy
2,458
+200
+9% +$11.4K ﹤0.01% 2266
2017
Q1 		$127K Buy
2,258
+598
+36% +$32.9K ﹤0.01% 2244
2016
Q4 		$87K Buy
1,660
+134
+9% +$6.95K ﹤0.01% 2427
2016
Q3 		$81K Hold
1,526
– – ﹤0.01% 2415
2016
Q2 		$78K Hold
1,526
– – ﹤0.01% 2336
2016
Q1 		$76K Buy
1,526
+201
+15% +$9.38K ﹤0.01% 2278
2015
Q4 		$66K Buy
1,325
+18
+1% +$897 ﹤0.01% 2364
2015
Q3 		$62K Sell
1,307
-1,114
-46% -$56.2K ﹤0.01% 2327
2015
Q2 		$124K Sell
2,421
-1,999
-45% -$102K ﹤0.01% 1943
2015
Q1 		$226K Buy
4,420
+3
+0.1% +$149 ﹤0.01% 1497
2014
Q4 		$216K Buy
4,417
+6
+0.1% +$281 ﹤0.01% 1365
2014
Q3 		$201K Buy
4,411
+3,336
+310% +$155K 0.01% 1217
2014
Q2 		$51K Buy
+1,075
New +$48.5K ﹤0.01% 2029

Other funds holding FAD

RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
PFA
Plotkin Financial Advisors Chevy Chase, Maryland $199M AUM 19.26% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FAD Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Multi Cap Growth AlphaDEX Fund (FAD) stake by 47% in Q4 2019, selling an estimated $191K and leaving 2,824 shares worth $213K. The position accounts for ﹤0.01% of the portfolio, ranked #2443.

Ladenburg Thalmann Financial Services first reported a position in FAD in Q2 2014 and has held it in 23 quarters since. The position peaked at $459K in Q2 2019. 50 funds tracked by Wall St. Rank hold FAD as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 2,824 shares of First Trust Multi Cap Growth AlphaDEX Fund worth $213K as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 2,545 First Trust Multi Cap Growth AlphaDEX Fund shares in Q4 2019, an estimated $191K.
  • First Trust Multi Cap Growth AlphaDEX Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2443 holding.
  • Ladenburg Thalmann Financial Services first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q2 2014 and has held it in 23 quarters since.
  • Ladenburg Thalmann Financial Services's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $459K in Q2 2019.
  • 50 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.