Rockefeller Capital Management
FAD icon

Rockefeller Capital Management’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

Rockefeller Capital Management’s Portfolio FAD Stock Details FAD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$132K Sell
829
-5
-0.6% -$829 ﹤0.01% 2718
2025
Q4 		$135K Buy
834
+334
+67% +$54K ﹤0.01% 2568
2025
Q3 		$80.3K Buy
+500
New +$76.5K ﹤0.01% 2679
2023
Q1 		– Sell
-4,937
Closed -$468K – 2590
2022
Q4 		$468K Buy
4,937
+17
+0.3% +$1.64K ﹤0.01% 1313
2022
Q3 		$440K Sell
4,920
-4
-0.1% -$392 ﹤0.01% 1321
2022
Q2 		$450K Buy
4,924
+18
+0.4% +$1.81K ﹤0.01% 1303
2022
Q1 		$550K Sell
4,906
-109
-2% -$12.1K ﹤0.01% 1285
2021
Q4 		$630K Sell
5,015
-3,030
-38% -$377K ﹤0.01% 1237
2021
Q3 		$951K Buy
8,045
+99
+1% +$11.9K 0.01% 1019
2021
Q2 		$950K Buy
7,946
+193
+2% +$21.7K 0.01% 944
2021
Q1 		$839K Sell
7,753
-41
-0.5% -$4.51K 0.01% 844
2020
Q4 		$808K Sell
7,794
-146
-2% -$13.9K 0.01% 746
2020
Q3 		$683K Buy
7,940
+679
+9% +$56.8K 0.01% 693
2020
Q2 		$566K Buy
7,261
+1,934
+36% +$137K 0.01% 665
2020
Q1 		$322K Buy
5,327
+2,896
+119% +$213K ﹤0.01% 706
2019
Q4 		$188K Buy
+2,431
New +$182K ﹤0.01% 788

Other funds holding FAD

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
PFA
Plotkin Financial Advisors Chevy Chase, Maryland $199M AUM 19.26% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Rockefeller Capital Management's FAD Position: Q1 2026 in Review

Rockefeller Capital Management reduced its First Trust Multi Cap Growth AlphaDEX Fund (FAD) stake by 0.6% in Q1 2026, selling an estimated $829 and leaving 829 shares worth $132K. The position accounts for ﹤0.01% of the portfolio, ranked #2718.

Rockefeller Capital Management first reported a position in FAD in Q4 2019 and has held it in 16 quarters since. The position peaked at $951K in Q3 2021. 99 funds tracked by Wall St. Rank hold FAD as of Q1 2026.

  • Rockefeller Capital Management held 829 shares of First Trust Multi Cap Growth AlphaDEX Fund worth $132K as of Q1 2026.
  • Rockefeller Capital Management sold 5 First Trust Multi Cap Growth AlphaDEX Fund shares in Q1 2026, an estimated $829.
  • First Trust Multi Cap Growth AlphaDEX Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #2718 holding.
  • Rockefeller Capital Management first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q4 2019 and has held it in 16 quarters since.
  • Rockefeller Capital Management's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $951K in Q3 2021.
  • 99 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.