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DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Delisted

DUC was delisted on the 5th of March, 2021.

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42 hedge funds and large institutions have $119M invested in Duff & Phelps Utility & Corporate Bond Trust in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

2% more funds holding

Funds holding: 41 → 42 (+1)

1% more capital invested

Capital invested by funds: $117M → $119M (+$1.45M)

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

Holders
42
Holders Change
+1
Holders Change %
+2.44%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
10
Reduced
11
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
KIM
Karpus Investment Management
New York
+$2.28M
2
BI
Bulldog Investors
New Jersey
+$2.03M
3
Wells Fargo
Wells Fargo
California
+$1.04M
4
IA
Icon Advisers
Colorado
+$659K
5
SFS
Shaker Financial Services
Virginia
+$641K

Top Sellers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
-$1.68M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$196K
3
1CP
1607 Capital Partners
Virginia
-$116K
4
GC
Guggenheim Capital
Illinois
-$52.5K
5
CA
Cetera Advisors
Colorado
-$43K
Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$98K +$1.1K +130 +1%
SWM
27
SeaCrest Wealth Management
New York
$36K – – –
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$35K -$1.49K -175 -4%
MSFP
29
Mark Sheptoff Financial Planning
Connecticut
$33K – – –
WB
30
Webster Bank
Connecticut
$26K – – –
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$26K +$230 +27 +0.9%
Citigroup
32
Citigroup
New York
$21K +$21.1K +2,485 New
HNB
33
Huntington National Bank
Ohio
$19K – – –
RCAG
34
Rehmann Capital Advisory Group
Michigan
$17.8K – – –
SBL
35
Sargent Bickham Lagudis
Colorado
$16K – – –
GP
36
Girard Partners
Pennsylvania
$13K +$13.6K +1,600 New
US Bancorp
37
US Bancorp
Minnesota
$12K – – –
RFA
38
Reilly Financial Advisors
California
$11K – – –
QCIG
39
Quad-Cities Investment Group
Iowa
$8K -$1.94K -228 -20%
AG
40
Advisor Group
Arizona
$4K – – –
FHA
41
Flagship Harbor Advisors
Massachusetts
$3K – – –
GWM
42
Geneos Wealth Management
Colorado
$2K – – –
AWM
43
Aevitas Wealth Management
Massachusetts
$1K – – –
RJFSA
44
Raymond James Financial Services Advisors
Florida
– -$196K -22,389 Closed
IA
45
IFP Advisors
Florida
– -$13K -1,459 Closed
NSIM
46
North Star Investment Management
Illinois
– -$6K -730 Closed
APA
47
American Portfolios Advisors
New York
– -$5.24K -600 Closed
WC
48
Westwind Capital
New Mexico
– -$5K -580 Closed
CF
49
Centaurus Financial
California
– -$3K -365 Closed
Northwestern Mutual Wealth Management
50
Northwestern Mutual Wealth Management
Wisconsin
– -$2K -194 Closed
1
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DUC Hedge Fund Activity: Q3 2018 in Review

42 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q3 2018, worth a combined $119M — up 1.2% from $117M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DUC positions and 7 closed out — a net gain of 1 holder — while 10 added to existing stakes and 11 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $2.28M. The largest seller was Sit Investment Associates, cutting an estimated $1.68M.

  • 42 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q3 2018, up from 41 in Q2 2018.
  • Funds reported $119M of Duff & Phelps Utility & Corporate Bond Trust stock for Q3 2018, up 1.2% quarter-over-quarter.
  • 8 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q3 2018 and 7 closed out, a net change of +1 holder.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q3 2018 was Karpus Investment Management, an estimated $2.28M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q3 2018 was Sit Investment Associates, an estimated $1.68M sold.

Based on aggregated 13F filings for Q3 2018.