Northwestern Mutual Wealth Management
DUC

Northwestern Mutual Wealth Management’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Northwestern Mutual Wealth Management’s Portfolio DUC Stock Details DUC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q4 		– Sell
-150
Closed -$1K – 2961
2020
Q3 		$1K Buy
+150
New +$1.4K ﹤0.01% 2494
2018
Q3 		– Sell
-194
Closed -$2K – 2703
2018
Q2 		$2K Buy
+194
New +$1.65K ﹤0.01% 2217
2017
Q1 		– Sell
-200
Closed -$2K – 2537
2016
Q4 		$2K Buy
+200
New +$1.87K ﹤0.01% 2088

Other funds holding DUC

KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
CCP
Clough Capital Partners Boston, Massachusetts $1.04B AUM 49.7% 1-Year Est. Return
Lido Advisors
Lido Advisors Los Angeles, California $32.7B AUM 19.2% 1-Year Est. Return
DWM
Dakota Wealth Management Palm Beach Gardens, Florida $4.62B AUM 33.09% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Northwestern Mutual Wealth Management's DUC Position: Q4 2020 in Review

Northwestern Mutual Wealth Management sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q4 2020, closing a stake of 150 shares — an estimated $1K sold.

Northwestern Mutual Wealth Management first reported a position in DUC in Q4 2016 and held it in 3 quarters. The position peaked at $2K in Q2 2018. 36 funds tracked by Wall St. Rank hold DUC as of Q4 2020.

  • Northwestern Mutual Wealth Management reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q4 2020 after selling out during the quarter.
  • Northwestern Mutual Wealth Management sold 150 Duff & Phelps Utility & Corporate Bond Trust shares in Q4 2020, an estimated $1K.
  • Northwestern Mutual Wealth Management first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q4 2016 and held it in 3 quarters.
  • Northwestern Mutual Wealth Management's Duff & Phelps Utility & Corporate Bond Trust position peaked at $2K in Q2 2018.
  • 36 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q4 2020.

Based on Northwestern Mutual Wealth Management's 13F filing for Q4 2020, filed 12 Feb 2021.