SWM
DUC

SeaCrest Wealth Management’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

SeaCrest Wealth Management’s Portfolio DUC Stock Details DUC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q1 		– Sell
-4,250
Closed -$35K – 2273
2018
Q4 		$35K Hold
4,250
– – 0.01% 1031
2018
Q3 		$36K Hold
4,250
– – 0.01% 1138
2018
Q2 		$37K Hold
4,250
– – 0.01% 1112
2018
Q1 		$36K Hold
4,250
– – 0.01% 1093
2017
Q4 		$38K Buy
+4,250
New +$38.3K 0.01% 1079

Other funds holding DUC

KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
IA
Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Lido Advisors
Lido Advisors Los Angeles, California $32.7B AUM 19.2% 1-Year Est. Return

SeaCrest Wealth Management's DUC Position: Q1 2019 in Review

SeaCrest Wealth Management sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q1 2019, closing a stake of 4,250 shares — an estimated $35K sold.

SeaCrest Wealth Management first reported a position in DUC in Q4 2017 and held it in 5 quarters. The position peaked at $38K in Q4 2017. 36 funds tracked by Wall St. Rank hold DUC as of Q1 2019.

  • SeaCrest Wealth Management reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q1 2019 after selling out during the quarter.
  • SeaCrest Wealth Management sold 4,250 Duff & Phelps Utility & Corporate Bond Trust shares in Q1 2019, an estimated $35K.
  • SeaCrest Wealth Management first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q4 2017 and held it in 5 quarters.
  • SeaCrest Wealth Management's Duff & Phelps Utility & Corporate Bond Trust position peaked at $38K in Q4 2017.
  • 36 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q1 2019.

Based on SeaCrest Wealth Management's 13F filing for Q1 2019, filed 10 May 2019.