DMO

Western Asset Mortgage Opportunity Fund
DMO

Overview Fund Activity

36 hedge funds and large institutions have $29.6M invested in Western Asset Mortgage Opportunity Fund in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
36
Holders Change
+5
Holders Change %
+16.13%
% of All Funds
0.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
12
Reduced
13
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
+$2.84M
2
CF
Centaurus Financial
California
+$1.22M
3
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$509K
4
LCM
Landscape Capital Management
New Jersey
+$434K
5
IAA
Independent Advisor Alliance
North Carolina
+$351K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$540K
2
BCA
Bay Colony Advisors
Massachusetts
-$469K
3
Bank of America
Bank of America
North Carolina
-$409K
4
MML Investors Services
MML Investors Services
Massachusetts
-$141K
5
NL
NWAM LLC
Washington
-$135K
Name Holding Trade Value Shares
Change 		Shares
Change %
FIA
26
FNY Investment Advisers
New York
$244K +$109K +5,387 +81%
Wells Fargo
27
Wells Fargo
California
$156K +$20 +1 +0%
QFA
28
Quattro Financial Advisors
Texas
$151K +$151K +7,212 New
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$130K +$53.8K +2,654 +71%
Citigroup
30
Citigroup
New York
$84K +$17.5K +861 +26%
ASN
31
Advisory Services Network
Georgia
$48K +$48K +2,388 New
FHA
32
Flagship Harbor Advisors
Massachusetts
$18K -$11.3K -550 -39%
APA
33
American Portfolios Advisors
New York
$17K -$9.09K -448 -35%
GWM
34
Geneos Wealth Management
Colorado
$16K – – –
BCA
35
Bay Colony Advisors
Massachusetts
– -$469K -21,544 Closed
NFG
36
Next Financial Group
Texas
– -$60K -2,746 Closed
CIAS
37
Capital Investment Advisory Services
North Carolina
– -$11K -500 Closed
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