FIA
DMO

FNY Investment Advisers’s Western Asset Mortgage Opportunity Fund DMO Stock Holding History

FNY Investment Advisers’s Portfolio DMO Stock Details DMO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-200
Closed -$2K – 1055
2025
Q3 		$2K Hold
200
– – ﹤0.01% 1043
2025
Q2 		$2K Buy
+200
New +$2.33K ﹤0.01% 840
2024
Q2 		– Sell
-200
Closed -$2 – 514
2024
Q1 		$2 Buy
+200
New +$2.28K ﹤0.01% 580
2023
Q4 		– Sell
-200
Closed -$2K – 529
2023
Q3 		$2K Hold
200
– – ﹤0.01% 527
2023
Q2 		$2K Hold
200
– – ﹤0.01% 439
2023
Q1 		$2K Buy
+200
New +$2.19K ﹤0.01% 466
2022
Q4 		– Sell
-200
Closed -$2K – 556
2022
Q3 		$2K Hold
200
– – ﹤0.01% 535
2022
Q2 		$2K Hold
200
– – ﹤0.01% 574
2022
Q1 		$2K Buy
+200
New +$2.87K ﹤0.01% 617
2021
Q2 		– Sell
-7,133
Closed -$104K – 826
2021
Q1 		$104K Sell
7,133
-3,717
-34% -$53.7K 0.04% 299
2020
Q4 		$153K Buy
+10,850
New +$148K 0.04% 230
2020
Q1 		– Sell
-12,065
Closed -$244K – 535
2019
Q4 		$244K Buy
12,065
+5,387
+81% +$115K 0.08% 204
2019
Q3 		$145K Sell
6,678
-2,304
-26% -$49.9K 0.04% 239
2019
Q2 		$191K Buy
8,982
+1,120
+14% +$23.6K 0.06% 166
2019
Q1 		$163K Buy
+7,862
New +$164K 0.06% 203
2018
Q4 		– Sell
-45
Closed -$1K – 760
2018
Q3 		$1K Hold
45
– – ﹤0.01% 775
2018
Q2 		$1K Buy
+45
New +$1.11K ﹤0.01% 909

Other funds holding DMO

Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
VVP
Venture Visionary Partners Sylvania, Ohio $3.6B AUM 30.03% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
PAS
Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

FNY Investment Advisers's DMO Position: Q4 2025 in Review

FNY Investment Advisers sold out of Western Asset Mortgage Opportunity Fund (DMO) in Q4 2025, closing a stake of 200 shares — an estimated $2K sold.

FNY Investment Advisers first reported a position in DMO in Q2 2018 and held it in 17 quarters. The position peaked at $244K in Q4 2019. 43 funds tracked by Wall St. Rank hold DMO as of Q4 2025.

  • FNY Investment Advisers reported no remaining Western Asset Mortgage Opportunity Fund position as of Q4 2025 after selling out during the quarter.
  • FNY Investment Advisers sold 200 Western Asset Mortgage Opportunity Fund shares in Q4 2025, an estimated $2K.
  • FNY Investment Advisers first reported a position in Western Asset Mortgage Opportunity Fund in Q2 2018 and held it in 17 quarters.
  • FNY Investment Advisers's Western Asset Mortgage Opportunity Fund position peaked at $244K in Q4 2019.
  • 43 funds tracked by Wall St. Rank held Western Asset Mortgage Opportunity Fund as of Q4 2025.

Based on FNY Investment Advisers's 13F filing for Q4 2025, filed 16 Jan 2026.