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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
GWM
76
Geneos Wealth Management
Colorado
$38.1K +$7.79K +514 +26%
WSFS
77
Wilmington Savings Fund Society
Delaware
$37.6K – – –
SS
78
Sunbelt Securities
Texas
$30.2K – – –
SWA
79
SOA Wealth Advisors
New York
$17.8K +$682 +45 +4%
SPIA
80
Steward Partners Investment Advisory
New York
$15.1K +$15.2K +1,000 New
PNC Financial Services Group
81
PNC Financial Services Group
Pennsylvania
$11.3K – – –
CAS
82
Coppell Advisory Solutions
Texas
$8.31K +$3.26K +215 +64%
GWSG
83
GPS Wealth Strategies Group
Colorado
$8.28K -$19.8K -1,306 -70%
T
84
Transce3nd
Texas
$5.11K +$5.14K +339 New
MPWT
85
MassMutual Private Wealth & Trust
Connecticut
$4.7K +$4.73K +312 New
FDW
86
Fourth Dimension Wealth
Ohio
$4.17K +$4.2K +277 New
MCM
87
MAI Capital Management
Ohio
$3.01K +$3.03K +200 New
FFA
88
Farther Finance Advisors
California
$1.67K – – –
NS
89
NBC Securities
Alabama
$385 -$386K -25,472 -100%
RDIA
90
RE Dickinson Investment Advisors
Iowa
$100 +$91 +6 New
LSC
91
Logan Stone Capital
Illinois
– -$331K -22,308 Closed
NAS
92
NWF Advisory Services
California
– -$154K -10,396 Closed
LOIM
93
Liberty One Investment Management
Illinois
– -$57.5K -3,872 Closed
FIA
94
FNY Investment Advisers
New York
– -$41K -2,800 Closed
PGAM
95
Princeton Global Asset Management
New Jersey
– -$19.1K -1,287 Closed
Carson Wealth (CWM LLC)
96
Carson Wealth (CWM LLC)
Nebraska
– -$4K -250 Closed
WWM
97
Wolff Wiese Magana
California
– -$1.31K -88 Closed
IAIM
98
International Assets Investment Management
Florida
– -$683 -46 Closed